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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0">
  <front>
    <journal-meta><journal-id journal-id-type="publisher">WES</journal-id><journal-title-group>
    <journal-title>Wind Energy Science</journal-title>
    <abbrev-journal-title abbrev-type="publisher">WES</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Wind Energ. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2366-7451</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/wes-3-819-2018</article-id><title-group><article-title>Analysis of control-oriented wake modeling tools <?xmltex \hack{\break}?> using lidar field results</article-title><alt-title>Analysis of control-oriented models</alt-title>
      </title-group><?xmltex \runningtitle{Analysis of control-oriented models}?><?xmltex \runningauthor{J.~Annoni et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Annoni</surname><given-names>Jennifer</given-names></name>
          <email>jennifer.annoni@nrel.gov</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Fleming</surname><given-names>Paul</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8249-2544</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Scholbrock</surname><given-names>Andrew</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1241-6356</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Roadman</surname><given-names>Jason</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2280-5996</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Dana</surname><given-names>Scott</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8292-8675</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Adcock</surname><given-names>Christiane</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Porte-Agel</surname><given-names>Fernando</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Raach</surname><given-names>Steffen</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Haizmann</surname><given-names>Florian</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-9002-576X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Schlipf</surname><given-names>David</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-0189-6422</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>National Wind Technology Center, National Renewable Energy
Laboratory, Golden, CO, 80401, USA</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Ecole Polytechnique Federale de
Lausanne (EPFL), Wind Engineering and Renewable Energy Laboratory (WIRE),
EPFL-ENAC-IIE-WIRE, 1015 Lausanne, Switzerland</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Stuttgart Wind
Energy (SWE), University of Stuttgart, Allmandring 5B, 70569 Stuttgart,
Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Jennifer Annoni (jennifer.annoni@nrel.gov)</corresp></author-notes><pub-date><day>1</day><month>November</month><year>2018</year></pub-date>
      
      <volume>3</volume>
      <issue>2</issue>
      <fpage>819</fpage><lpage>831</lpage>
      <history>
        <date date-type="received"><day>25</day><month>January</month><year>2018</year></date>
           <date date-type="rev-request"><day>8</day><month>February</month><year>2018</year></date>
           <date date-type="rev-recd"><day>11</day><month>September</month><year>2018</year></date>
           <date date-type="accepted"><day>29</day><month>September</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018.html">This article is available from https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018.html</self-uri><self-uri xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018.pdf">The full text article is available as a PDF file from https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018.pdf</self-uri>
      <abstract>
    <p id="d1e178">The objective of this paper is to compare field data from a
scanning lidar mounted on a turbine to control-oriented wind turbine wake
models. The measurements were taken from the turbine nacelle looking
downstream at the turbine wake. This field campaign was used to validate
control-oriented tools used for wind plant control and optimization. The
National Wind Technology Center in Golden, CO, conducted a demonstration of
wake steering on a utility-scale turbine. In this campaign, the turbine was
operated at various yaw misalignment set points, while a lidar mounted on the
nacelle scanned five downstream distances. Primarily, this paper examines
measurements taken at 2.35 diameters downstream of the turbine. The lidar
measurements were combined with turbine data and measurements of the
inflow made by a highly instrumented meteorological mast on-site. This paper
presents a quantitative analysis of the lidar data compared to the
control-oriented wake models used under different atmospheric conditions and
turbine operation. These results show that good agreement is obtained between the
lidar data and the models under these different conditions.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <fig id="Ch1.F1" specific-use="star"><caption><p id="d1e184">The FLORIS tool set is comprised of three main sections: (1) physics, (2) optimization, and (3) data.  </p></caption>
      <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f01.png"/>

    </fig>

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e198">Wind plant control can be used to maximize the power production of a wind plant,
reduce structural loads to increase the lifetime of turbines in a wind plant,
and better integrate wind energy into the energy market
(<xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx5" id="altparen.1"/>). Typically, wind turbines in
a wind plant operate individually to maximize their own performance
regardless of the impact of aerodynamic interactions on neighboring turbines.
There is the potential to increase power and reduce overall structural loads
by properly coordinating turbine control actions. Two common wind plant
control strategies in the literature include wake steering and axial induction
control. There has been a significant amount work done on wake steering,
showing that this method has the most potential to increase power production
(<xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx16" id="altparen.2"/>). Wake steering typically uses
the yaw misalignment of the turbines to redirect the wake around downstream
turbines. Various computational fluid dynamics simulations and wind tunnel
experiments have shown that this method can increase power without
substantially increasing turbine loads
(<xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx13 bib1.bibx20" id="altparen.3"/>).
Yaw-based wake steering control has also been used in optimization studies of
turbine layouts to improve the annual energy production of a wind plant
(<xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx33 bib1.bibx31" id="altparen.4"/>). Recent
computational fluid dynamics (CFD) studies have determined that the shape of the wake and atmospheric
stability are significant factors in wake steering
(<xref ref-type="bibr" rid="bib1.bibx34" id="altparen.5"/>).</p>
      <p id="d1e216">Control-oriented models are essential for developing and deploying wake
steering strategies in wind farms. In particular, control-oriented models can
be used in an open loop whereby a lookup table is generated a priori and used in
the field. Alternatively, due to its computational efficiency, a
control-oriented model can be used to perform online<?pagebreak page820?> optimization with
feedback to adjust to changing conditions in the atmosphere or wind farm,
e.g., turbine down for maintenance. Lastly, control-oriented models are also
useful for large-scale analysis and assessing the impact of
controls and optimization on annual energy production. Overall, these models are
critical to the success of wind farm controllers and, as a result, full-scale
validation of these control-oriented models is essential and a high priority
in this area of research.</p>
      <p id="d1e219">A full-scale demonstration of wake steering is necessary to understand the
benefits of wake steering and to validate the benefits predicted by
simulations. Wind tunnel tests have been conducted that show encouraging
results that match simulation results based on wake redirection
(<xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx29" id="altparen.6"/>). In addition, there are
preliminary results of the benefits of wake steering from an offshore
commercial wind plant (<xref ref-type="bibr" rid="bib1.bibx12" id="altparen.7"/>). The National Wind
Technology Center also conducted a detailed full-scale demonstration in which
a utility-scale turbine operated at various yaw offsets while the wake was
measured using a scanning lidar. In this paper, the lidar data collected from
this campaign are used to validate control-oriented tools that are used for
wind plant control. The main contributions of this work include a review of
control-oriented models used for wake steering as well as a quantitative
analysis of these models with respect to full-scale lidar results. The
results between the wake models and lidar data show good agreement under
various atmospheric and turbine operating conditions, as shown in
Sect. <xref ref-type="sec" rid="Ch1.S4"/>. This is an encouraging result that provides
confidence in previously reported benefits of wake steering. The wind plant
control tools, including wake models, turbine models, and lidar models, used
in wind plant controls are introduced in Sect. <xref ref-type="sec" rid="Ch1.S2"/>. The field
campaign is briefly introduced in Sect. <xref ref-type="sec" rid="Ch1.S3"/>. Finally,
Sect. <xref ref-type="sec" rid="Ch1.S5"/> provides conclusions and discusses future work.</p>
</sec>
<sec id="Ch1.S2">
  <title>Modeling</title>
      <p id="d1e243">FLORIS is defined as a set of control and optimization tools used for wind
farm control developed at the National Renewable Energy Laboratory and TU
Delft; see Fig. <xref ref-type="fig" rid="Ch1.F1"/>. This tool models the turbine interactions
in a wind plant and can be used to perform real-time optimizations to improve
wind plant performance and integrate SCADA data collected at wind plants.
This section focuses on the wake models, turbine models, and the lidar module
used in this paper.</p>
<sec id="Ch1.S2.SS1">
  <title>Wake model</title>
      <p id="d1e253">The wake models available in FLORIS include the Jensen model
(<xref ref-type="bibr" rid="bib1.bibx19" id="altparen.8"/>), the FLORIS wake model
(<xref ref-type="bibr" rid="bib1.bibx16" id="altparen.9"/>), and the self-similar wake model with
contributions from <xref ref-type="bibr" rid="bib1.bibx3 bib1.bibx4" id="text.10"/>,
<xref ref-type="bibr" rid="bib1.bibx1" id="text.11"/>, <xref ref-type="bibr" rid="bib1.bibx25" id="text.12"/>, and <xref ref-type="bibr" rid="bib1.bibx9" id="text.13"/>. Although only these three models are addressed, any wake model can be
substituted into this framework. This paper also demonstrates the modular
framework for FLORIS and will address the benefits of adding complexity to
wake models used to characterize the aerodynamic interactions between
turbines.</p>
<?pagebreak page821?><sec id="Ch1.S2.SS1.SSS1">
  <title>Jensen model</title>
      <p id="d1e280">The Jensen model has been used for numerous studies on wind plant controls
(<xref ref-type="bibr" rid="bib1.bibx19 bib1.bibx22 bib1.bibx24" id="altparen.14"/>). This model has
a low computational cost due to its simplicity and is based on assumptions
that there is a steady inflow, linear wake expansion, and the velocity in the
wake is uniform at a cross section downstream. The turbine is modeled as an
actuator disk with uniform axial loading in a steady uniform flow.</p>
      <p id="d1e286">Consider the example of a turbine operating in free-stream velocity,
<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The diameter of the turbine rotor plane is denoted by <inline-formula><mml:math id="M2" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> and
the turbine is assumed to be operating at an induction factor, <inline-formula><mml:math id="M3" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>. A
cylindrical coordinate system is placed at the rotor hub of the first turbine
with the streamwise and radial distances denoted by <inline-formula><mml:math id="M4" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M5" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>,
respectively. The velocity profile at a location (<inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula>) is computed as
              <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M7" display="block"><mml:mrow><mml:mi>u</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>a</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>u</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>a</mml:mi><mml:mo>)</mml:mo><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where the velocity deficit, <inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>u</mml:mi></mml:mrow></mml:math></inline-formula>, is given by
              <disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M9" display="block"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>u</mml:mi><mml:mo>=</mml:mo><mml:mfenced open="{" close=""><mml:mtable rowspacing="0.2ex" class="cases" columnspacing="1em" columnalign="left left" framespacing="0em"><mml:mtr><mml:mtd><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>a</mml:mi><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="false"><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi>D</mml:mi><mml:mrow><mml:mi>D</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>k</mml:mi><mml:mi>x</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mi mathvariant="normal">if</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>r</mml:mi><mml:mo>≤</mml:mo><mml:mstyle displaystyle="false"><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mi>D</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>k</mml:mi><mml:mi>x</mml:mi></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mi mathvariant="normal">otherwise</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:mfenced></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e494">In this model, the velocity, <inline-formula><mml:math id="M10" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>, is defined in the axial (<inline-formula><mml:math id="M11" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>) direction and
the remaining velocity components are neglected. The wake is parameterized by
a tuneable nondimensional wake decay constant, <inline-formula><mml:math id="M12" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>. Typical values of <inline-formula><mml:math id="M13" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>
range from 0.01 to 0.5 depending on ambient turbulence, topographical
effects, and turbine operation. For example, if the ambient turbulence is
high, then the wakes within the wind farm will recover faster due to the
mixing of the wake. As a result, the <inline-formula><mml:math id="M14" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> value will be higher, indicating that
the wake will recover faster. There is no standard rule for how <inline-formula><mml:math id="M15" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> varies
with turbulence intensity.</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx1" specific-use="unnumbered">
  <title>Limitations</title>
      <p id="d1e546">The Park model can be used to compute the power production and velocity
deficit of a turbine array. This is useful in determining the operating
conditions of a wind farm to maximize power. However, it has no notion of
added turbulence in the downstream wake due to varying turbine operation. The
assumptions are based on a steady inflow acting on an actuator disk with
uniform axial loading and as noted in <xref ref-type="bibr" rid="bib1.bibx15" id="normal.15"/>; the
Jensen model does not conserve momentum. Despite its limitations, the Jensen
model can be computed in fractions of a second and can provide some insight
into turbine interaction that can be used to understand the results obtained
from higher-fidelity models. In addition, if uncertainty is included, the
Jensen model performs well and predicts wake interactions well under normal
operating conditions.</p>
</sec>
<sec id="Ch1.S2.SS1.SSS2">
  <title>Multi-zone</title>
      <p id="d1e558">The multi-zone model, developed in <xref ref-type="bibr" rid="bib1.bibx17" id="text.16"/>, is a
modification of the Jensen model described in the previous section.
Modifications were made to better model the wake velocity profile and effects
of partial wake overlap, especially in yawed conditions. The multi-zone model
defines three wake zones, <inline-formula><mml:math id="M16" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula>: (1) near-wake zone, (2) far-wake zone, and
(3) mixing-wake zone. The effective velocity at the downstream turbine <inline-formula><mml:math id="M17" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> is
found by combining the effects of each of the wake zones of the upstream
turbine <inline-formula><mml:math id="M18" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>:
              <disp-formula id="Ch1.E3" content-type="numbered"><mml:math id="M19" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{8}{8}\selectfont$\displaystyle}?><mml:msub><mml:mi>u</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msqrt><mml:mrow><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi>j</mml:mi></mml:munder><mml:msup><mml:mfenced open="[" close="]"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>q</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup><mml:msub><mml:mi>c</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo movablelimits="false">min⁡</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow><mml:mi mathvariant="normal">overlap</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the <inline-formula><mml:math id="M21" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> location of turbine <inline-formula><mml:math id="M22" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>,
<inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow><mml:mi mathvariant="normal">overlap</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> is the overlap area of a wake zone, <inline-formula><mml:math id="M24" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> of a
turbine <inline-formula><mml:math id="M25" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> with the rotor of turbine <inline-formula><mml:math id="M26" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is a coefficient
that defines the recovery of a zone <inline-formula><mml:math id="M28" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> to the free-stream conditions.
              <disp-formula id="Ch1.E4" content-type="numbered"><mml:math id="M29" display="block"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:msub><mml:mi>m</mml:mi><mml:mrow><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>[</mml:mo><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>]</mml:mo></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mrow><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is defined as
              <disp-formula id="Ch1.E5" content-type="numbered"><mml:math id="M31" display="block"><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mrow><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mi>U</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>b</mml:mi><mml:mi>U</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
            for <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mi>q</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> corresponding to the three wake overlap zones, where <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mi>U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:msub><mml:mi>b</mml:mi><mml:mi>U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represents tuned model parameters, <inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the rotor diameter of
turbine <inline-formula><mml:math id="M36" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the yaw offset of turbine <inline-formula><mml:math id="M38" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are
tuned scaling factors that ensure that the velocity in the outer zones of the
wake will recover to the free-stream conditions faster than the inner zone.
The parameters of the model were tuned to match the results from
high-fidelity wake simulations (<xref ref-type="bibr" rid="bib1.bibx16" id="altparen.17"/>). The most
influential parameter is <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> because it defines both wake expansion and
wake recovery. Additional details can be found in
<xref ref-type="bibr" rid="bib1.bibx16" id="text.18"/>.</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx2" specific-use="unnumbered">
  <title>Limitations</title>
      <p id="d1e1079">The multi-zone model was developed, in comparison with high-fidelity models,
to characterize turbine interactions when turbines were operating in partial
wake or yawed conditions. The multi-zone model is a computationally
inexpensive model that is suitable for control and optimization studies to
improve wind plant performance. However, there are 13 free parameters that
can be tuned in this model and the tuning can be sensitive depending on the
parameters chosen to tune. Like the Jensen model, this model does not have
any sensitivity to turbulence intensity or added turbulence generated by an
upstream turbine and does not explicitly conserve momentum.</p>
</sec>
<?pagebreak page822?><sec id="Ch1.S2.SS1.SSS3">
  <title>Gaussian model</title>
      <p id="d1e1088">Lastly, a Gaussian model is incorporated in the overall FLORIS wake modeling
and control tools. This model was introduced by several recent papers
including <xref ref-type="bibr" rid="bib1.bibx1" id="text.19"/>,
<xref ref-type="bibr" rid="bib1.bibx3 bib1.bibx4" id="text.20"/>,
<xref ref-type="bibr" rid="bib1.bibx25" id="text.21"/>, and <xref ref-type="bibr" rid="bib1.bibx9" id="text.22"/>. This model includes a Gaussian wake to describe the velocity deficit, added
turbulence based on turbine operation, and atmospheric stability.</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx3" specific-use="unnumbered">
  <title>Velocity deficit</title>
      <p id="d1e1109">The velocity deficit of a wake is computed by assuming a Gaussian wake, which
is based on self-similarity theory often used in free shear flows,
<xref ref-type="bibr" rid="bib1.bibx26" id="paren.23"/>. An analytical expression for the
three-dimensional velocity deficit behind a turbine in the far wake can be
derived from the simplified Navier–Stokes equations as

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M41" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E6"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>u</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi><mml:mo>,</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>C</mml:mi><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:mi>y</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">δ</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msup><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">h</mml:mi></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:mo>)</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:msqrt></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

              where <inline-formula><mml:math id="M42" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> is the velocity deficit at the wake center, <inline-formula><mml:math id="M43" display="inline"><mml:mi mathvariant="italic">δ</mml:mi></mml:math></inline-formula> is the wake
deflection (see Sect. <xref ref-type="sec" rid="Ch1.S2.SS2"/>), <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">h</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the hub height of
the turbine, <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> defines the wake width in the <inline-formula><mml:math id="M46" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> direction,
and <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> defines the wake width in the <inline-formula><mml:math id="M48" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> direction. Each of these
parameters are defined with respect to turbine <inline-formula><mml:math id="M49" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>; subscripts are excluded
for brevity. The subscript “0” refers to the initial values at the start of
the far wake, which is dependent on ambient turbulence intensity, <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
and the thrust coefficient, <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For additional details on near-wake calculations, the reader is referred to
<xref ref-type="bibr" rid="bib1.bibx4" id="text.24"/>. <xref ref-type="bibr" rid="bib1.bibx1" id="text.25"/>
demonstrate that <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> grow at different rates based
on lateral wake meandering (<inline-formula><mml:math id="M54" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> direction) and vertical wake meandering
(<inline-formula><mml:math id="M55" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> direction). The velocity distributions <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are
defined as

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M58" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E7"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi>z</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="1em"/><mml:mtext>where </mml:mtext><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi>R</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E8"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="1em"/><mml:mtext>where  </mml:mtext><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mi>d</mml:mi></mml:mfrac></mml:mstyle><mml:mi>cos⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

              where <inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> defines the wake expansion in the lateral direction and <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
defines the wake expansion in the vertical direction. For this study, <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are set to be equal and the wake expands at the same rate in the
lateral and vertical directions. The wakes are combined using the traditional
sum of squares method (<xref ref-type="bibr" rid="bib1.bibx24" id="altparen.26"/>), although alternate methods
are proposed in <xref ref-type="bibr" rid="bib1.bibx25" id="text.27"/>.</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx4" specific-use="unnumbered">
  <title>Atmospheric stability</title>
      <p id="d1e1768">This model also accounts for physical atmospheric quantities such as shear,
veer, and changes in turbulence intensity
(<xref ref-type="bibr" rid="bib1.bibx1 bib1.bibx25" id="altparen.28"/>). Shear, veer, and turbulence
intensity measurements are typically available in field measurements and will
be used to characterize atmospheric stability in this particular model. It
should be noted that these three parameters do not sufficiently characterize
atmospheric stability as defined in <xref ref-type="bibr" rid="bib1.bibx32" id="text.29"/>. Other
parameters such as vertical flux and temperature profiles are necessary to
fully capture atmospheric stability.</p>
      <p id="d1e1777">This model is a three-dimensional wake model that includes shear by using the power log law of wind:
              <disp-formula id="Ch1.E9" content-type="numbered"><mml:math id="M63" display="block"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">∞</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>z</mml:mi><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">hub</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the shear coefficient and <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
indicates the initial flow field. A high shear coefficient,
<inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>, is typically used for stable conditions and a low
shear coefficient, <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>, is typically used for unstable
conditions (<xref ref-type="bibr" rid="bib1.bibx32" id="altparen.30"/>).</p>
      <p id="d1e1878">This wake model also takes into account veer associated with wind direction
change across the rotor. A rotation factor is added to the Gaussian wake
(Eq. <xref ref-type="disp-formula" rid="Ch1.E6"/>) such that

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M68" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>u</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi><mml:mo>,</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:msub><mml:mi>U</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>C</mml:mi><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:mi>a</mml:mi><mml:mo>(</mml:mo><mml:mi>y</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">δ</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>b</mml:mi><mml:mo>(</mml:mo><mml:mi>y</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">δ</mml:mi><mml:mo>)</mml:mo><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">hub</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mi>c</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>z</mml:mi><mml:mi mathvariant="normal">hub</mml:mi></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>cos⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>sin⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>sin⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>sin⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E10"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>c</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>sin⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>cos⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ϕ</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

              where <inline-formula><mml:math id="M69" display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula> is the amount of veer across the rotor when this equation
represents a standard Gaussian rotation.</p>
      <p id="d1e2169">Lastly, turbulence intensity is accounted for in the model by linking ambient
turbulence intensity to wake expansion. An empirical relationship is provided
in <xref ref-type="bibr" rid="bib1.bibx25" id="normal.31"/>:
              <disp-formula id="Ch1.E11" content-type="numbered"><mml:math id="M70" display="block"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.38371</mml:mn><mml:mi>I</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.003678</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M71" display="inline"><mml:mi>I</mml:mi></mml:math></inline-formula> represents the turbulence intensity, and <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>b</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are tuning
parameters where <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>a</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.38371</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>b</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.003678</mml:mn></mml:mrow></mml:math></inline-formula> in
<xref ref-type="bibr" rid="bib1.bibx25" id="text.32"/>. As stated previously, <inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> will be
set equal in this study.</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx5" specific-use="unnumbered">
  <title>Added turbulence</title>
      <p id="d1e2289">This wake model also computes added turbulence generated by turbine operation
and ambient turbulence conditions. For<?pagebreak page823?> example, if a turbine is operating at
a higher thrust, this will cause the wake to recover faster. Conversely, if a
turbine is operating at a lower thrust, this will cause the wake to recover
slower. Conventional linear flow models have a single wake expansion
parameter that does not change under various turbine operating conditions.
<xref ref-type="bibr" rid="bib1.bibx25" id="normal.33"/> provided a model that incorporated added turbulence
due to turbine operation:
              <disp-formula id="Ch1.E12" content-type="numbered"><mml:math id="M78" display="block"><mml:mrow><mml:mi>I</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msubsup><mml:mi>I</mml:mi><mml:mi>j</mml:mi><mml:mo>+</mml:mo></mml:msubsup><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>I</mml:mi><mml:mn mathvariant="normal">0</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M79" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is the number of turbines influencing the downstream turbines,
<inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the ambient turbulence intensity, and the added turbulence due to
turbine <inline-formula><mml:math id="M81" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msubsup><mml:mi>I</mml:mi><mml:mi>i</mml:mi><mml:mo>+</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>, is computed as
              <disp-formula id="Ch1.E13" content-type="numbered"><mml:math id="M83" display="block"><mml:mrow><mml:msup><mml:mi>I</mml:mi><mml:mo>+</mml:mo></mml:msup><mml:mo>=</mml:mo><mml:msub><mml:mi>A</mml:mi><mml:mi mathvariant="normal">overlap</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">0.8</mml:mn><mml:msubsup><mml:mi>a</mml:mi><mml:mi>i</mml:mi><mml:mn mathvariant="normal">0.73</mml:mn></mml:msubsup><mml:msubsup><mml:mi>I</mml:mi><mml:mn mathvariant="normal">0</mml:mn><mml:mn mathvariant="normal">0.35</mml:mn></mml:msubsup><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.32</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the ambient turbulence intensity and <inline-formula><mml:math id="M85" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> is the axial
induction factor of the turbine, which can be defined in terms of
<inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> based on <xref ref-type="bibr" rid="bib1.bibx6" id="text.34"/> and <xref ref-type="bibr" rid="bib1.bibx4" id="text.35"/>:
              <disp-formula id="Ch1.Ex7"><mml:math id="M87" display="block"><mml:mrow><mml:mi>a</mml:mi><mml:mo>≈</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>cos⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub><mml:mi>cos⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e2519">In <xref ref-type="bibr" rid="bib1.bibx25" id="text.36"/>, the number of turbines, <inline-formula><mml:math id="M88" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula>, used to determine
the added turbulence is <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>. In this formulation, <inline-formula><mml:math id="M90" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is determined based
on a predefined distance to the downstream turbine rather than only
including the influence of one turbine. For example, this model considers
contributions to the added turbulence intensity from turbines within 15D.
This has been shown to be beneficial, especially with closely spaced turbines.
Studies have shown that the added turbulence intensity has reached an
equilibrium point between two and three turbines downstream
(<xref ref-type="bibr" rid="bib1.bibx8" id="altparen.37"/>).</p>
</sec>
<sec id="Ch1.S2.SS1.SSSx6" specific-use="unnumbered">
  <title>Limitations</title>
      <p id="d1e2560">This wake model is an analytical model with approximations made from the
steady-state Navier–Stokes equations based on free shear flows. In addition,
unlike the previous two models, this model conserves momentum. However, it
relies on a linear wake expansion model and has six tuning parameters based
on empirical relationships for wake expansion and turbulence intensity
(Eqs. <xref ref-type="disp-formula" rid="Ch1.E11"/> and <xref ref-type="disp-formula" rid="Ch1.E13"/>). The main benefits of this model come
from the ties to physical measurements in the field such as shear, veer, and
turbulence intensity and its roots in free shear flow theory.</p>
</sec>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Wake deflection</title>
      <p id="d1e2574">The wake models defined above include wake deflection models that approximate
the amount of lateral movement based on the yaw misalignment of the turbine. Two
wake deflection models are defined in the FLORIS wind plant modeling and
control framework and are briefly described in this section.</p>
<sec id="Ch1.S2.SS2.SSS1">
  <title>Jimenez model</title>
      <p id="d1e2582">An empirical formulation was presented in <xref ref-type="bibr" rid="bib1.bibx20" id="text.38"/> and
used in the multi-zone formulation (<xref ref-type="bibr" rid="bib1.bibx16" id="altparen.39"/>). When a
turbine is yawed, it exerts a force on the flow that causes the wake to
deflect and deform in a particular direction. The angle at the wake
centerline is defined as

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M91" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">ξ</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>≈</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi>x</mml:mi><mml:mi>D</mml:mi></mml:mfrac></mml:mstyle></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E14"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi>a</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:msup><mml:mi>cos⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>sin⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

              where <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the initial skew angle from the wake centerline
and <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is a tuneable deflection parameter. In
<xref ref-type="bibr" rid="bib1.bibx16" id="text.40"/>, the wake deflection angle is integrated to determine
the amount of deflection, <inline-formula><mml:math id="M94" display="inline"><mml:mi mathvariant="italic">δ</mml:mi></mml:math></inline-formula>, achieved by yaw misalignment in the
spanwise (<inline-formula><mml:math id="M95" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>) direction:

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M96" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E15"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">δ</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>x</mml:mi></mml:munderover><mml:mi>tan⁡</mml:mi><mml:mi mathvariant="italic">ξ</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>x</mml:mi></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">δ</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>≈</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">15</mml:mn><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi>x</mml:mi></mml:mrow><mml:mi>D</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mn mathvariant="normal">30</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow><mml:mi>D</mml:mi></mml:mfrac></mml:mstyle><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi>x</mml:mi></mml:mrow><mml:mi>D</mml:mi></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi></mml:msub><mml:mi>D</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">15</mml:mn><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">ξ</mml:mi><mml:mi mathvariant="normal">init</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:mn mathvariant="normal">30</mml:mn><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

              The deflection, <inline-formula><mml:math id="M97" display="inline"><mml:mi mathvariant="italic">δ</mml:mi></mml:math></inline-formula>, is achieved by integrating a second-order Taylor
series approximation as shown in <xref ref-type="bibr" rid="bib1.bibx16" id="text.41"/>.</p>
</sec>
<sec id="Ch1.S2.SS2.SSS2">
  <title>Bastankhah model</title>
      <?pagebreak page824?><p id="d1e2922">In <xref ref-type="bibr" rid="bib1.bibx4" id="text.42"/>, wake deflection due to the yaw
misalignment of turbines is defined by performing a budget analysis on the Reynolds-averaged
Navier–Stokes equations. The wake deflection angle at the rotor is
defined by
              <disp-formula id="Ch1.E16" content-type="numbered"><mml:math id="M98" display="block"><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>≈</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">0.3</mml:mn><mml:mi mathvariant="italic">γ</mml:mi></mml:mrow><mml:mrow><mml:mi>cos⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub><mml:mi>cos⁡</mml:mi><mml:mi mathvariant="italic">γ</mml:mi></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            and the initial wake deflection, <inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, is defined as
              <disp-formula id="Ch1.E17" content-type="numbered"><mml:math id="M100" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>tan⁡</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the length of the near wake as defined in
<xref ref-type="bibr" rid="bib1.bibx4" id="text.43"/>. The total deflection of the wake due to
wake steering is defined as

                  <disp-formula specific-use="align" content-type="numbered"><mml:math id="M102" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">δ</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:msub><mml:mi>E</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mn mathvariant="normal">5.2</mml:mn></mml:mfrac></mml:mstyle><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:msub><mml:mi>k</mml:mi><mml:mi>z</mml:mi></mml:msub><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:msqrt></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E18"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><?xmltex \hack{\quad}?><mml:mi>ln⁡</mml:mi><mml:mfenced close="]" open="["><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1.6</mml:mn><mml:mo>+</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msqrt><mml:mo>)</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1.6</mml:mn><mml:msqrt><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1.6</mml:mn><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msqrt><mml:mo>)</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1.6</mml:mn><mml:msqrt><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>y</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>z</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>+</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

              where <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msubsup><mml:mi>C</mml:mi><mml:mn mathvariant="normal">0</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:msup><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>. Expressions for the
other symbols in the above equation are provided in Sect. <xref ref-type="sec" rid="Ch1.S2.SS1.SSS3"/>.
See <xref ref-type="bibr" rid="bib1.bibx4" id="text.44"/> for details on the derivation.</p>
</sec>
<sec id="Ch1.S2.SS2.SSS3">
  <title>Wake asymmetry</title>
      <p id="d1e3293">Wake deflection is known to be asymmetric based on the sign of the yaw
misalignment. In particular, positive yaw angles are more effective than
negative yaw angles <xref ref-type="bibr" rid="bib1.bibx14" id="paren.45"/>. Previously, it was speculated
that there was a rotation-induced lateral offset that is caused by the
interaction of the wake rotation with the shear layer
(<xref ref-type="bibr" rid="bib1.bibx16" id="altparen.46"/>). An empirical correction used to account for
asymmetry is presented in <xref ref-type="bibr" rid="bib1.bibx16" id="text.47"/>.</p>
      <p id="d1e3305"><xref ref-type="bibr" rid="bib1.bibx14" id="text.48"/> propose that there is an asymmetry in the wake that
can be described by counter-rotating vortices, turbine rotation, and shear
rather than actual deflection. Updates to the FLORIS wake modeling framework
to reflect the asymmetry will be done in future work.</p>
</sec>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Turbine model</title>
      <p id="d1e3317">In addition to wake modeling tools, a turbine model is used in the wind plant
tools to provide a realistic description of turbine interactions in a wind
plant. The turbine model consists of a <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> table
based on wind speed and constant blade pitch angle generated by FAST
(<xref ref-type="bibr" rid="bib1.bibx23" id="altparen.49"/>). The coupling between <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is critical in understanding the benefits of wind plant
controls. <inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can also be coupled using actuator
disk theory, which is based on the turbine operation defined by an axial
induction factor, <inline-formula><mml:math id="M109" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>:

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M110" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E19"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi>a</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>a</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi>a</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>a</mml:mi><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

            It is important to note that <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values are
used that correspond to the local conditions each turbine is operating in.
For example, a turbine operating in a wake has a different
<inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> than a turbine operating in free-stream
conditions.</p>
      <p id="d1e3499">The steady-state power of each turbine under yaw misalignment conditions is
given by <xref ref-type="bibr" rid="bib1.bibx16" id="text.50"/>:
            <disp-formula id="Ch1.E20" content-type="numbered"><mml:math id="M114" display="block"><mml:mrow><mml:mi>P</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi>A</mml:mi><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">P</mml:mi></mml:msub><mml:mi>cos⁡</mml:mi><mml:msup><mml:mi mathvariant="italic">γ</mml:mi><mml:mi>p</mml:mi></mml:msup><mml:msup><mml:mi>u</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M115" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> is a tuneable parameter that matches the power loss due to yaw
misalignment seen in simulations. In actuator disk theory
(<xref ref-type="bibr" rid="bib1.bibx6" id="altparen.51"/>), <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>. However, based on large-eddy
simulations, the turbine power in yaw misalignment has been shown to match
the output when <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.88</mml:mn></mml:mrow></mml:math></inline-formula> for the NREL 5 MW. Field observations run from
<inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.4</mml:mn></mml:mrow></mml:math></inline-formula> (<xref ref-type="bibr" rid="bib1.bibx12" id="altparen.52"/>) to <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <title>Lidar model</title>
      <p id="d1e3613">Finally, in this work a lidar model has been added to the FLORIS wind plant
tools. This lidar model is based on the scanning lidar at the University
of Stuttgart used in this study. This allows for direct comparison between
lidar data collected by the scanning lidar and the wake model used. In
particular, the scanning lidar used in the field campaign takes a weighted
average of nine points along the line-of-sight trajectory. A lidar model is
necessary to ensure this direct comparison. If any of the nine points are
outside of the wake, the weighted average may lead to a more conservative
estimate of the flow in the wake. More details on the lidar used in the wake
steering campaign can be found in
<xref ref-type="bibr" rid="bib1.bibx27 bib1.bibx28" id="text.53"/> and <xref ref-type="bibr" rid="bib1.bibx11" id="text.54"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e3624">Lidar scan pattern used at the five locations downstream of the turbine.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f02.png"/>

        </fig>

      <p id="d1e3633">The velocity computed by the scanning lidar is based on a line-of-sight
velocity. The lidar model used in the FLORIS framework computes the
line-of-sight velocity, <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">LOS</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, in the same way that the lidar
model computes the line-of-sight velocity so that each point scanned
by the lidar can be compared directly to points computed by the wake model.
The lidar computes a line-of-sight velocity for each point scanned. In
particular, one scan point consists of <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">weights</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> weighted points
that provide a robust velocity measurement at that location. In other words,
<inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">weights</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> points are used in a weighted sum to provide a robust
velocity measurement at that scan point. The velocity at a single point can
be computed as
            <disp-formula id="Ch1.E21" content-type="numbered"><mml:math id="M123" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">u</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">weights</mml:mi></mml:msub></mml:mrow></mml:munderover><mml:msub><mml:mi>a</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">u</mml:mi><mml:mo mathvariant="normal">̃</mml:mo></mml:mover><mml:mrow><mml:mi>p</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represents the weights assigned to each point, <inline-formula><mml:math id="M125" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> indicates
the scan point, and <inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">u</mml:mi><mml:mo>=</mml:mo><mml:mo>[</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>w</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msup><mml:mo>]</mml:mo><mml:mi>T</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula> is the weighted sum
of the measured velocity points <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">u</mml:mi><mml:mo mathvariant="normal">̃</mml:mo></mml:mover><mml:mi>p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Typically the weights
are assigned in a Gaussian manner.</p>
      <p id="d1e3785">Furthermore, the wind vector <inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">u</mml:mi><mml:mo>=</mml:mo><mml:mo>[</mml:mo><mml:msub><mml:mi>u</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>w</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msup><mml:mo>]</mml:mo><mml:mi>T</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula> is
projected onto the normalized laser vector point <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:mo>[</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>y</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>z</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msup><mml:mo>]</mml:mo><mml:mi>T</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula>
with a focus distance of <inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:msubsup><mml:mi>x</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>y</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>z</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msqrt></mml:mrow></mml:math></inline-formula>
and the resulting <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi mathvariant="normal">LOS</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is
            <disp-formula id="Ch1.E22" content-type="numbered"><mml:math id="M132" display="block"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi mathvariant="normal">los</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>u</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>w</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          Additional details are provided in <xref ref-type="bibr" rid="bib1.bibx27" id="text.55"/>. This model can be
used in conjunction with the field data to perform closed-loop wind plant
controls as is done in <xref ref-type="bibr" rid="bib1.bibx27" id="text.56"/>. In addition, future work could
use the simulated <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">LOS</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> computed using this lidar model to fill
gaps that are inevitably present in real-time lidar data.</p>
</sec>
</sec>
<?pagebreak page825?><sec id="Ch1.S3">
  <title>Field campaign</title>
      <p id="d1e4063">A wake steering demonstration was conducted at the National Wind Technology
Center using a utility-scale turbine. The utility-scale turbine operated at
various yaw misalignment conditions and the resulting wake was continually
recorded by a nacelle-mounted lidar. The campaign started in September 2016
and concluded in April 2017. This section describes the turbine, the
meteorological tower used to record local conditions, and the lidar system
mounted on the nacelle of the turbine. Details were first reported on the
lidar field campaign in <xref ref-type="bibr" rid="bib1.bibx11" id="text.57"/>. This paper expands the
analysis and provides a quantitative comparison between the control-oriented
models presented and the lidar data collected in this campaign.</p>
<sec id="Ch1.S3.SS1">
  <title>Setup of the field campaign</title>
      <p id="d1e4074">The turbine used in this wake steering demonstration was the Department of
Energy (DOE) 1.5 MW GE SLE turbine owned by the U.S. DOE and operated by the
National Renewable Energy Laboratory. Details on the turbine are provided in
Table <xref ref-type="table" rid="Ch1.T1"/>.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><caption><p id="d1e4082">Test turbine details.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Rated power (kW)</oasis:entry>
         <oasis:entry colname="col2">1500</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Hub height (m)</oasis:entry>
         <oasis:entry colname="col2">80</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Nominal rotor diameter (m)</oasis:entry>
         <oasis:entry colname="col2">77</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Rated wind speed (m s<inline-formula><mml:math id="M134" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">14</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e4145">The met tower is located 161 m upstream of the turbine in the predominant
wind direction. The met tower was instrumented in accordance with IEC
61400-12-1. Table <xref ref-type="table" rid="Ch1.T2"/> lists the instrumentation used on the met
tower. The turbine nacelle wind speed and wind direction are measured,
recorded, and synchronized with the met tower data.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><caption><p id="d1e4154">Meteorological tower instrumentation details.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Instrument</oasis:entry>
         <oasis:entry colname="col2">Elevations (m)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Precipitation</oasis:entry>
         <oasis:entry colname="col2">1</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Wind speed</oasis:entry>
         <oasis:entry colname="col2">38, 55, 80, 87, 90, 92</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Wind direction</oasis:entry>
         <oasis:entry colname="col2">38, 87</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Humidity</oasis:entry>
         <oasis:entry colname="col2">90</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temperature</oasis:entry>
         <oasis:entry colname="col2">38, 90</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Barometric pressure</oasis:entry>
         <oasis:entry colname="col2">90</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e4236">The lidar data are limited to a region in which the met tower is upstream of
the turbine. The hub-height wind speed and wind direction measurements from
the met tower are used to described the mean wind speed, wind direction, and
turbulence intensity. The wind direction recorded at 38 and 87 m on the met
tower is used to compute veer.</p>

      <fig id="Ch1.F3" specific-use="star"><caption><p id="d1e4240">Lidar data at 180.95 m downstream at different turbulence
intensities ranging from 2.0 % to 14.0 %.  The title of each plot indicates
the turbulence intensity and the number of scans used to produce each time-averaged figure.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <title>Lidar specifications</title>
      <p id="d1e4255">The University of Stuttgart scanning lidar system consists of two parts:
(1) a WINDCUBE V1 from Leosphere and (2) a scanner unit developed at the
University of Stuttgart. A two-degrees-of-freedom mirror is used for
redirecting the beam to any position within the physical limitations of the
mirror. The lidar can scan an area of 0.75D <inline-formula><mml:math id="M135" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.75D using up to 49
measurement points and five scan distances. The scan rate is dependent on the
number of pulses used for each measurement position. The lidar system has
been used for lidar-assisted control using inflow and wake measurements; see
<xref ref-type="bibr" rid="bib1.bibx27" id="text.58"/>.</p>
      <p id="d1e4268">The lidar scans a grid pattern seen in Fig. <xref ref-type="fig" rid="Ch1.F2"/>. The lidar is set
to record a measurement point every 1 s and it scans five<?pagebreak page826?> distances from 1D
to 2.8D simultaneously. Each scan consists of 49 points and one scan takes
48 s on average. At each measurement point the lidar uses 10 000 laser
pulses to measure the line-of-sight wind speed, <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">LOS</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, described
in Sect. <xref ref-type="sec" rid="Ch1.S2.SS4"/>. Scans of similar atmospheric conditions and turbine
operation are aggregated to produce a mean or median scan.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
      <p id="d1e4294">The results presented in this section show the comparison between the wake
models described in Sect. <xref ref-type="sec" rid="Ch1.S2"/> and the lidar data collected in the
field campaign described Sect. <xref ref-type="sec" rid="Ch1.S3"/>. The results focus on
comparisons of the velocity deficit behind the turbine, the wake deflection
achieved in yaw misalignment conditions, and varying atmospheric conditions.</p>
<sec id="Ch1.S4.SS1">
  <title>Data processing</title>
      <p id="d1e4306">It is important to note how the lidar data were processed for this study. The
lidar data were first processed to filter out implausible data. Specifically,
several methods were applied to check for hard-target measurements, filter
out lidar data with a bad carrier-to-noise ratio, and check for plausibility
of the measurement data. The data are also reduced through certain
considerations, including (1) periods when the met tower is upstream of the
turbine, (2) periods when the turbine is producing at least 100 kW, and
(3) periods when the difference between the target and realized yaw misalignment
is small. In particular, the instruments on the met tower that are used to
measure wind speed and direction are more reliable when they are not
operating in the wake of nearby turbines or in the wake of their own tower due
to blockage effects. We also chose to only include data for which the turbine is
operating normally. In this case, we define that as producing more than
100 kW. The turbine operation affects the wake properties and we need to
ensure that we are comparing times when the turbine is performing as
expected. Similarly, we only include times when the turbine yaw controller is
tracking the specified offset within a few degrees to make a direct
comparison with models.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Atmospheric conditions</title>
      <p id="d1e4315">First, the lidar data collected in the field campaign were analyzed based on
atmospheric conditions. In particular, turbulence intensity was examined to
understand the behavior of each model under varying turbulence intensity
conditions. Figure <xref ref-type="fig" rid="Ch1.F3"/> shows the lidar scans at 180.95 m
downstream (approximately 2.5D downstream). The turbulence intensity was
computed for each lidar scan and separated into four bins with centers of
2 %, 6 %, 10 %, and 14 % with a wind speed of 8 m s<inline-formula><mml:math id="M137" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.
Figure <xref ref-type="fig" rid="Ch1.F3"/> shows that the wake is strongest in low turbulence
conditions and dissipates quickly in high turbulence conditions. This is
consistent with previous work investigating the effects of atmospheric
conditions on wakes (<xref ref-type="bibr" rid="bib1.bibx30" id="altparen.59"/>). It is important to note
that each image was generated with the maximum number of scans available
after processing the data. More scans lead to a more robust measurement of
the wake. A statistical analysis is presented in Fig. <xref ref-type="fig" rid="Ch1.F4"/>,
which indicates the effects of the limited number of scans processed.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p id="d1e4341">Velocity deficit at 180.95 m downstream computed using
lidar data, the Gaussian wake model, multi-zone wake model, and
the Jensen wake model under different turbulence intensity conditions.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f04.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e4352">Lidar data at 180.95 m downstream at different yaw misalignments
ranging from 0 to 25<inline-formula><mml:math id="M138" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  The title of each plot indicates the yaw
angle and the number of scans used to produce each time-averaged figure.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f05.png"/>

        </fig>

      <p id="d1e4371">Figure <xref ref-type="fig" rid="Ch1.F4"/> shows how the control-oriented engineering models
presented in this paper compare with the lidar data. The velocity deficit
behind the turbine was computed by averaging the velocity across a
“virtual” rotor and moving this rotor across the domain in the spanwise
direction (shown in <xref ref-type="bibr" rid="bib1.bibx34" id="altparen.60"/>). The bands indicate a
95 % confidence interval. A larger band indicates that fewer scans were
processed. Each model was tuned to a subset of the lidar data, which included
primarily low turbulence intensity data with a mean turbulence intensity of
approximately 5 %. The values of each of the model parameters are shown in
the Appendix. It is important to note that these values are tuned for the
near wake due to the close proximity of the lidar scans to the turbine
(2.35D). Although these measurements are near the turbine, the effects of
turbulence intensity can still be observed along with wake deflection. Tuning
the models appropriately with training data from this proximity, the models
are able to perform reasonably well under varying atmospheric conditions and
varying turbine operations even at these close proximities.</p>
      <p id="d1e4379">The Jensen and multi-zone wake models are shown to have good agreement in low
turbulence scenarios; i.e., they fall<?pagebreak page827?> within the confidence interval. This is
expected as these models were tuned to low turbulence scenarios. However,
when going to high turbulence intensity scenarios, they underpredict the
velocity deficit significantly. This is because neither the Jensen nor the
multi-zone model has turbulence intensity as an input to the model. The
Gaussian model, however, is able to capture both low and high turbulence
intensity scenarios; i.e., the model lies within the confidence interval bands
under each turbulence scenario examined. This highlights the fact that, even under
varying atmospheric conditions, the Gaussian model is able to accurately
capture scenarios that it was not explicitly tuned for. The Jensen and
multi-zone models can be retuned to fit high turbulence intensity data as
well. Those values are also indicated in the Appendix.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Wake deflection</title>
      <p id="d1e4388">Wake deflection was also analyzed using the lidar data from this campaign.
Figure <xref ref-type="fig" rid="Ch1.F5"/> shows the wake deflection under turbine yaw
misalignment observed by the scanning lidar at 180.95 m downstream. Under
larger yaw angles, the wake deflects and deforms as has been reported in
<xref ref-type="bibr" rid="bib1.bibx18" id="text.61"/> and <xref ref-type="bibr" rid="bib1.bibx12" id="text.62"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p id="d1e4401">Velocity deficit at 180.95 m downstream computed using lidar data,
the Gaussian wake model, the multi-zone wake model, and the Jensen wake model under different yaw misalignment conditions.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://wes.copernicus.org/articles/3/819/2018/wes-3-819-2018-f06.png"/>

        </fig>

      <p id="d1e4410">Figure <xref ref-type="fig" rid="Ch1.F6"/> shows the comparison of each control-oriented
engineering model with the lidar data when the turbine is operating with no
misalignment (left) and operating with 25<inline-formula><mml:math id="M139" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> of yaw misalignment
(right) at 180.95 m downstream, or approximately 2.5D downstream. Similar to
Fig. <xref ref-type="fig" rid="Ch1.F4"/>, a “virtual” rotor is used to compute the
effective wind speed at several spanwise locations. The data used in
Fig. <xref ref-type="fig" rid="Ch1.F6"/> include all turbulence intensity levels with wind
speeds of 7–9 m s<inline-formula><mml:math id="M140" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> when the turbine was operating with no
misalignment and a yaw misalignment of 25<inline-formula><mml:math id="M141" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The average turbulence
intensity is approximately 7 %. The data were aggregated and normalized over
this range of wind speeds to include more scans and provide more robust
statistics. The bands indicate a 95 % confidence interval.</p>
      <p id="d1e4450">Again, the Gaussian model is better able to predict the conditions at no
misalignment (predicts velocities within the confidence intervals) since the
multi-zone and Jensen models were both tuned to data with a lower turbulence
intensity. When the turbine is operating in misaligned conditions, the
turbine generates a cross-flow velocity component that is not captured by the
lidar. This is because the lidar is operating on a rotating platform and does
not reliably measure the wake on the left side due to this large
cross-flow velocity component. As a result, only lidar data from <inline-formula><mml:math id="M142" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>10 to
30 m are considered in the misaligned conditions. Under yaw-misaligned
conditions, the Jensen, multi-zone, and Gaussian models all have good
agreement with lidar data. In this case, the
Jensen and multi-zone wake models have better agreement under yawed
conditions than under normal conditions. One potential reason for this is
that the “depth” of the wake is modified by<?pagebreak page828?> the changing yaw angle; i.e.,
the thrust generated by the turbine is modified. This modified thrust is able
to accommodate the underpredictions in the normal operating case. With more
data, the analysis could be split into yaw misalignment conditions and
turbulence intensity levels.</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <title>Conclusions and future work</title>
      <p id="d1e4467">This paper compared field data from a scanning lidar measuring the wake of a
turbine in normal operating conditions and yaw-misaligned conditions with
control-oriented models. Validating these control models with field data in
a variety of conditions is a critical step to implementing wind farm controls
in the field. A quantitative analysis was done comparing the models in the
FLORIS framework to these data. The data were processed to look at the effects
of varying turbulence intensity levels as well as different yaw-misaligned
conditions. The wake models used in the comparison included the Jensen model,
the multi-zone model, and the Gaussian wake mode. Future work will
incorporate additional wake models that may be used in the context of wind
farm controls. The Gaussian model provided the best representation of wake
characteristics under different atmospheric conditions and different turbine
operating conditions. Good agreement was also seen with the Jensen and
multi-zone wake models on a smaller subset of data that matched the
conditions of the tuning data.</p>
      <p id="d1e4470">Based on these results, this provides more confidence in wind farm
controllers designed using these models. This study provided a first step
towards validating these models in the field. In particular, this study
focused on the wake of a single turbine. An increased understanding of these
models at the wind farm level is needed to determine the potential
performance of wind farm control solutions in the field.</p><?xmltex \hack{\newpage}?>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e4478">The underlying research was collected as part of a project funded by the
Department of Energy to investigate wake steering. Please contact the corresponding author for
questions regarding the data used in this paper.</p>
  </notes><?xmltex \hack{\clearpage}?><app-group>

<?pagebreak page829?><app id="App1.Ch1.S1">
  <title>FLORIS tuning values for near-wake lidar comparisons</title>
      <p id="d1e4490">Due to the limitations of the field data presented in this paper, FLORIS had
to be tuned to capture the near wake behind the turbine. The wake was
evaluated primarily at 2.35D (180.95 m) downstream. These parameters were
tuned for 5 % turbulence intensity as indicated in the analysis. Below are
the FLORIS tuning values for the near-wake lidar comparisons shown in this
paper.
<list list-type="bullet"><list-item>
      <p id="d1e4495">Jensen wake model
<list list-type="bullet"><list-item>
      <p id="d1e4500"><inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.055</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4517"><inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.17</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4534">For high turbulence cases (<inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> % turbulence intensity), <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>.</p></list-item></list></p></list-item><list-item>
      <p id="d1e4563">Multi-zone wake model
<list list-type="bullet"><list-item>
      <p id="d1e4568"><inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4585"><inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.17</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4602"><inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1.0</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4629"><inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi>U</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.47</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1.28</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">5.5</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4654"><inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mi>U</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">11.7</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4671"><inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:msub><mml:mi>b</mml:mi><mml:mi>U</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.72</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4688">For high turbulence cases (<inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> % turbulence intensity), <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.13</mml:mn></mml:mrow></mml:math></inline-formula>.</p></list-item></list></p></list-item><list-item>
      <p id="d1e4717">Gaussian wake model
<list list-type="bullet"><list-item>
      <p id="d1e4722"><inline-formula><mml:math id="M155" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>a</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.17</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item><list-item>
      <p id="d1e4739"><inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>b</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.06</mml:mn></mml:mrow></mml:math></inline-formula></p></list-item></list></p></list-item></list></p><?xmltex \hack{\clearpage}?>
</app>
  </app-group><notes notes-type="competinginterests">

      <p id="d1e4760">The authors declare that they have no conflict of
interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e4766">The Alliance for Sustainable Energy, LLC (Alliance) is the manager and
operator of the National Renewable Energy Laboratory (NREL). NREL is a
national laboratory of the U.S. Department of Energy, Office of Energy
Efficiency and Renewable Energy. This work was authored by the Alliance and
supported by the U.S. Department of Energy under contract no.
DE-AC36-08GO28308. Funding was provided by the U.S. Department of Energy
Office of Energy Efficiency and Renewable Energy, Wind Energy Technologies
Office. The views expressed in the article do not necessarily represent the
views of the U.S. Department of Energy or the U.S. government. The U.S.
government retains, and the publisher, by accepting the article for
publication, acknowledges that the U.S. government retains a nonexclusive,
paid-up, irrevocable, worldwide license to publish or reproduce the published
form of this work, or allow others to do so, for U.S. government
purposes.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: Raúl Bayoán
Cal<?xmltex \hack{\newline}?> Reviewed by: two anonymous referees</p></ack><ref-list>
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    <!--<article-title-html>Analysis of control-oriented wake modeling tools  using lidar field results</article-title-html>
<abstract-html><p>The objective of this paper is to compare field data from a
scanning lidar mounted on a turbine to control-oriented wind turbine wake
models. The measurements were taken from the turbine nacelle looking
downstream at the turbine wake. This field campaign was used to validate
control-oriented tools used for wind plant control and optimization. The
National Wind Technology Center in Golden, CO, conducted a demonstration of
wake steering on a utility-scale turbine. In this campaign, the turbine was
operated at various yaw misalignment set points, while a lidar mounted on the
nacelle scanned five downstream distances. Primarily, this paper examines
measurements taken at 2.35 diameters downstream of the turbine. The lidar
measurements were combined with turbine data and measurements of the
inflow made by a highly instrumented meteorological mast on-site. This paper
presents a quantitative analysis of the lidar data compared to the
control-oriented wake models used under different atmospheric conditions and
turbine operation. These results show that good agreement is obtained between the
lidar data and the models under these different conditions.</p></abstract-html>
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