Preprints
https://doi.org/10.5194/wes-2026-157
https://doi.org/10.5194/wes-2026-157
10 Sep 2026
 | 10 Sep 2026
Status: this preprint is currently under review for the journal WES.

Reinforcement-Learning–Based Collaborative Optimization of Load Regulation and Opportunistic Maintenance of Wind Turbines

Jie Lin, Jing Shi, Jianghao Zhu, Xubin Li, and Wei Chen

Abstract. To address the difficulty in coordinating component-degradation regulation strategies with opportunistic maintenance timings over the full lifecycle of wind turbines, this study proposes a reinforcement-learning–based collaborative optimization method for wind-turbine load regulation and opportunistic maintenance (RL-OppOM).The proposed method establishes a full-lifecycle simulation environment for wind turbines by coupling wind conditions, power-load characteristics, component reliability, and maintenance restoration, and formulates graded power derating, multicomponent maintenance combinations, and operational feasibility constraints within a unified Markov decision process. A lifecycle risk-aware reward function is developed and a factorized dual-clip masked proximal policy optimization algorithm is proposed. By incorporating policy factorization, action masking, and dual clipping, the algorithm reduces the complexity of policy learning and improves training stability. Simulation validation is conducted using SCADA data from a wind farm in northern China. The results show that RL-OppOM achieves a comprehensive cost of 7.320 M CNY, which is 13.80 % and 11.65 % lower than the costs of CBM and OppM, respectively, while increasing the net profit by 2.36 % and 1.93 %. The mean and minimum turbine-health indicators are 0.6413 and 0.4491, respectively, and the number of high-risk operating days is zero.

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Jie Lin, Jing Shi, Jianghao Zhu, Xubin Li, and Wei Chen

Status: open (until 08 Oct 2026)

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Jie Lin, Jing Shi, Jianghao Zhu, Xubin Li, and Wei Chen
Jie Lin, Jing Shi, Jianghao Zhu, Xubin Li, and Wei Chen
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Short summary
Wind turbine operation and maintenance are often planned separately, making it difficult to balance power production, equipment health, and maintenance costs over long service periods. This study develops an intelligent approach that coordinates power regulation with maintenance decisions. Long-term simulations show that the approach reduces lifecycle costs while maintaining equipment reliability, supporting safer and more economical wind turbine operation.
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