Preprints
https://doi.org/10.5194/wes-2025-157
https://doi.org/10.5194/wes-2025-157
05 Sep 2025
 | 05 Sep 2025
Status: this preprint is currently under review for the journal WES.

Gearbox Bearing Crack Growth Prognostics with Physics-Informed Machine Learning and Uncertainty Quantification

Mario De Florio, Gabriel Appleby, Jonathan Keller, Ali Eftekhari Milani, Donatella Zappalá, and Shawn Sheng

Abstract. This paper introduces the eXtreme Theory of Functional Connections (X-TFC), a physics-informed machine learning algorithm, and tailors it to estimate the remaining useful life (RUL) of wind turbine gearbox bearings experiencing fatigue crack growth. Unlike purely data-driven methods, X-TFC embeds a physics model, based on the Head’s theory in this work, into its training objective. The core of X-TFC is a random-projection single-layer neural network trained via Extreme Learning Machine, which requires only limited damage progression data and solves for output weights with a least-squares optimization algorithm. A composite loss function balances the network’s fit to observed degradation data against the residuals of the governing crack-growth differential equation, ensuring the learned damage trajectory remains physically plausible. When applied to a vibration-based health-index (HI) dataset measured during the growth of a crack on the inner ring of a high-speed bearing in a wind turbine gearbox (Bechhoefer and Dubé, 2020), X-TFC achieves near-zero prediction bias. Even when trained on only the first 10–20 % of the damage progression data, its predictions remain monotonic and smooth, delivering high prognosability and trendability. To quantify the epistemic uncertainty, we employ a Monte Carlo ensemble of independently initialized X-TFC models trained on noise-perturbed data, which yields confidence intervals around each RUL estimate. This approach provides confidence intervals around each RUL estimate, capturing both model-parameter and epistemic uncertainty. In ad- dition to a vibration-based HI, we demonstrate that the proposed framework can be directly applied to a SCADA data-based HI (Eftekhari Milani et al., 2025) measured during similar wind turbine gearbox bearing crack faults, preserving its accuracy and interpretability. This extension shows the versatility of our approach, which is applicable to bearings of multiple gearbox manufacturers, models and ratings using only SCADA data. By integrating domain knowledge with machine learning, X-TFC offers a rapid, reliable tool for crack prognostics. Its adaptability to other bearing failure modes, such as pitch-bearing ring cracks, positions X-TFC as a powerful enabler of data-driven, physics-informed asset management in the wind energy sector and beyond.

Competing interests: At least one of the (co-)authors is a member of the editorial board of Wind Energy Science.

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.
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Mario De Florio, Gabriel Appleby, Jonathan Keller, Ali Eftekhari Milani, Donatella Zappalá, and Shawn Sheng

Status: open (until 03 Oct 2025)

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Mario De Florio, Gabriel Appleby, Jonathan Keller, Ali Eftekhari Milani, Donatella Zappalá, and Shawn Sheng
Mario De Florio, Gabriel Appleby, Jonathan Keller, Ali Eftekhari Milani, Donatella Zappalá, and Shawn Sheng

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Short summary
We developed a new method to predict when wind turbine parts are likely to fail, allowing maintenance to be planned before costly breakdowns occur. By combining real measurements from turbines with knowledge of how cracks grow in metal, our approach gives more reliable forecasts even when only limited data are available. We also measure how confident the predictions are, helping operators make better decisions. This can reduce downtime and lower the cost of wind energy.
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