the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Dependence of turbulence estimations on nacelle lidar scanning strategies
Alessandro Sebastiani
Alfredo Peña
Jakob Mann
Through numerical simulations and the analysis of field measurements, we investigate the dependence of the accuracy and uncertainty of turbulence estimations on the main features of the nacelle lidars' scanning strategy, i.e., the number of measurement points, the halfcone opening angle, the focus distance and the type of the lidar system. We assume homogeneous turbulence over the lidar scanning area in front of a Vestas V52 wind turbine. The Reynolds stresses are computed via a leastsquares procedure that uses the radial velocity variances of each lidar beam without the need to reconstruct the wind components. The lidarretrieved Reynolds stresses are compared with those from a sonic anemometer at turbine hub height. Our findings from the analysis of both simulations and measurements demonstrate that to estimate the six Reynolds stresses accurately, a nacelle lidar system with at least six beams is required. Further, one of the beams of this system should have a different opening angle. Adding one central beam improves the estimations of the velocity components' variances. Assuming the relations of the velocity components' variances as suggested in the IEC standard, all considered lidars can estimate the alongwind variance accurately using the leastsquares procedure and the Doppler radial velocity spectra. Increasing the opening angle increases the accuracy and reduces the uncertainty on the transverse components, while enlarging the measurement distance has opposite effects. All in all, a sixbeam continuouswave lidar measuring at a close distance with a large opening angle provides the best estimations of all Reynolds stresses. This work gives insights on designing and utilizing nacelle lidars for inflow turbulence characterization.
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Inflow turbulence characteristics are important for wind turbine load validation (Conti et al., 2021), power performance assessment (Gottschall and Peinke, 2008; Wagner et al., 2014) and wind turbine control (Dong et al., 2021). The traditional way to measure inflow turbulence uses the in situ anemometers installed on meteorological masts, such as cup and sonic anemometers. However, rotor planes of the modern wind turbines have large vertical span that can reach 250 m above the ground. It is more and more costly to install a meteorological mast that reaches the height of the blade tips, especially under offshore conditions. Recently, nacelle lidars of different types and configurations have been used to scan the inflow (Harris et al., 2006; Mikkelsen et al., 2013; Wagner et al., 2015; Peña et al., 2017; Fu et al., 2022a). Compared to the pointwise, mastmounted anemometers, forwardlooking nacelle lidars yaw with the wind turbine and measure at different points in front of the rotor, which can potentially better characterize the inflow that actually interacts with the wind turbine.
Assuming statistical stationarity, turbulence can be represented by the variances and covariances of the wind field components u, v and w (${u}_{\mathrm{1}},{u}_{\mathrm{2}},{u}_{\mathrm{3}}$) averaged typically over 10 or 30 min. The homogeneous velocity field can be decomposed into the mean U_{i} and the fluctuating part ${u}_{i}^{\prime}$. The Reynolds stress tensor, a matrix containing the six secondorder moments $\langle {u}_{i}^{\prime}{u}_{j}^{\prime}\rangle $, describes the variability of the atmospheric flow in some detail. The terms in the Reynolds stress tensor are frequently used in wind energy and meteorology. The square root of the alongwind variance is a part of the definition in the turbulence intensity, which is a key turbulence parameter for the structural loads assessment and the design of wind turbines (IEC, 2019). However, this is not the only component that is important for loads (Petersen et al., 1994). The two covariances $\langle {u}^{\prime}{w}^{\prime}\rangle $ and $\langle {v}^{\prime}{w}^{\prime}\rangle $ form the momentum fluxes, which are used to calculate the friction velocity and are closely connected to the vertical wind profile (Wyngaard, 2010; Peña et al., 2016). Half of the sum of the variances of the three velocity components is the turbulence kinetic energy, which is an important parameter for investigating wind turbine wake structures (Kumer et al., 2016). Also, the Reynolds stresses are needed to determine the parameters of the threedimensional turbulence models for, e.g., load simulations (Mann, 1994).
Compared to turbulence estimates from traditional anemometry, the accuracy and the uncertainty of lidarderived turbulence characteristics can be affected by not only the spatial and temporal resolutions intrinsic to the lidar systems and the characteristics of atmospheric turbulence but also the lidar scanning strategies (Sathe et al., 2011; Smalikho and Banakh, 2017). Dimitrov and Natarajan (2017) and Conti et al. (2021) applied lidar measurements using different scanning strategies for load validation. Schlipf et al. (2018) optimized the scanning trajectory of nacelle lidars based on a coherence model for the rotoreffective wind speed to improve control performance. Only a few works investigated the dependence of turbulence estimations on lidar scanning strategies. Sathe et al. (2015) explained that at least six radial velocity variances are needed to compute all six Reynolds stresses and proposed an optimized sixbeam configuration of a groundbased lidar using an objective function which minimizes the sum of the random errors of the Reynolds stresses. Newman et al. (2016) showed that using the variance from the vertical beam improves the turbulence estimates from groundbased lidars. Fu et al. (2022a) investigated the benefit of using multiplebeam nacelle lidars by comparing the accuracy of turbulence estimations from a SpinnerLidar (a lidar measuring the inflow at 400 positions) with two and fourbeam lidars.
Lidars measure the radial velocity (also known as the lineofsight velocity) along the laser beam. Sathe and Mann (2013) and Fu et al. (2022a) showed that the variance along a single beam can be higher or lower than the u variance measured by sonic anemometers depending on the beam orientation. This is due to the correlation between different velocity components, which can be described in the threedimensional spectral velocity tensor model by Mann (1994) (hereafter Mann model). We need to assume homogeneity when combining the radial velocity variances along different laser beam directions to reconstruct the Reynolds stresses. Compared to the in situ anemometers, the lidar's measurement volume is generally larger, which leads to turbulence attenuation.
There are two main types of nacelle lidar systems, namely continuouswave (CW) and pulsed. They mainly differ on the working principle and the way they probe the atmosphere within their measurement volume. The probe volume of a CW system increases with the square of the focus distance, while the probe volume of a pulsed system remains constant with measurement range (Peña et al., 2015). The “unfiltered” radial velocity variances (in which the volumeaveraging effect is compensated for) can be retrieved from the Doppler radial velocity spectra, which are normally available in CW systems (Mann et al., 2010; Branlard et al., 2013).
This work investigates the dependence of the accuracy and the uncertainty of the turbulence estimations on the main features of the nacelle lidars' scanning strategy, i.e., the number of measurement positions within a full scan, the halfcone opening angle, the focus distance and the type of the lidar system. We select eight scanning patterns, which are commonly known or widely used in the wind energy industry. Homogeneous frozen turbulence is assumed throughout our analysis. The Reynolds stresses are estimated via a leastsquares procedure using radial velocity variances instead of computing from the reconstructed mean wind velocities. Estimates from a sonic anemometer at turbine hub height are used as reference. Compared to Fu et al. (2022b), here we study the topic using not only numerical simulations with turbulence boxes but also the SpinnerLidar measurements collected at the DTU Risø test site. We select measurements at certain beam scanning locations of the SpinnerLidar to imitate lidars with different scanning configurations. Another main difference compared to Fu et al. (2022b) is that we consider the probe volume of both a CW and a pulsed lidar system in our simulations, which plays an important role, especially when studying the influence of the focus distance on the turbulence estimation.
This paper is organized as follows. Section 2 introduces the turbulence spectral model and the modeling of nacelle lidars. Section 3 describes how the unfiltered radial velocity variance and the Reynolds stresses are estimated. It also gives details about the setup of the numerical simulations, the considered lidar scanning strategies and the field experiment. Section 4 compares the Reynolds stress estimations between the lidars and the sonic anemometer at turbine hub height from both numerical simulations and measurements. Discussions are given in Sect. 5. Section 6 concludes the work and provides the outlook.
2.1 Turbulence spectral model
Assuming Taylor's frozen turbulence (Taylor, 1938), the wind field can be described by $\mathit{u}\left(\mathit{x}\right)=(u,v,w)$, where $\mathit{x}=(x,y,z)$ is the position vector defined in a righthanded coordinate system, u the horizontal alongwind component, v the horizontal lateral component and w the vertical component. The homogeneous wind field u(x) can be decomposed into the mean value $\langle \mathit{u}\left(\mathit{x}\right)\rangle =(U,\mathrm{0},\mathrm{0})$, where 〈 〉 denotes ensemble averaging, and the fluctuating part ${\mathit{u}}^{\prime}\left(\mathit{x}\right)=({u}^{\prime},{v}^{\prime},{w}^{\prime})$. U is the mean wind velocity along the x direction. The onedimensional singlepoint (co)spectra of any component of the wind field are given as (Mann, 1994)
where k_{1} is the first component of the wave vector k, ${R}_{ij}\left(\mathit{r}\right)\equiv \langle {u}_{i}^{\prime}\left(\mathit{x}\right){u}_{j}^{\prime}(\mathit{x}+\mathit{r})\rangle $ is the Reynolds stress tensor, r is the separation vector and ${u}_{i}^{\prime}$ are the fluctuations around the mean of the wind field. The wave number can, via Taylor's hypothesis, be related to the frequency f through ${k}_{\mathrm{1}}=\mathrm{2}\mathit{\pi}f/U$. The autospectra of the three wind components ${F}_{u,v,w}$ ($={F}_{\mathrm{11},\mathrm{22},\mathrm{33}}$) can be evaluated using Eq. (1). The velocity components' variances are
We assume that the Mann model well describes the spatial structure of the turbulent flow. Besides k_{1} and the other two components of the wave vector k, the Mann model contains three parameters: $\mathit{\alpha}{\mathit{\epsilon}}^{\mathrm{2}/\mathrm{3}}$, which is related to the turbulent energy dissipation rate; L, which is related to a turbulence length scale; and Γ, which is related to the anisotropy of turbulence. This model is chosen because it describes the correlations between different velocity components, which play an important role in deriving turbulence statistics from measurements of multiplebeam lidars pointing at different directions.
2.2 Nacelle lidar and modeling of the probe volume
The unit vector n describes the beam orientation of a nacelle lidar, which can be expressed as (Peña et al., 2017)
where θ is the angle between the y axis and n projected onto the y–z plane and ϕ the angle between the beam and the negative x axis (also known as the halfcone opening angle), as shown in Fig.1.
The radial velocity of a lidar can be written as the convolution of the weighting function φ and the radial velocity sampled along the beam in the probe volume (Mann et al., 2010):
where s is the distance from the focus point along the beam and f_{d} the focus or measurement distance. The relation assumes that the velocity is determined from the Doppler spectrum as the center of gravity; see Held and Mann (2018). We use the following weighting functions to approximate the probe volume of different types of lidar:

CW lidar (Sonnenschein and Horrigan, 1971),
$$\begin{array}{}\text{(5)}& \mathit{\phi}\left(s\right)={\displaystyle \frac{\mathrm{1}}{\mathit{\pi}}}{\displaystyle \frac{{z}_{\mathrm{R}}}{{z}_{\mathrm{R}}^{\mathrm{2}}+{s}^{\mathrm{2}}}}\phantom{\rule{0.25em}{0ex}}\phantom{\rule{0.25em}{0ex}}\phantom{\rule{0.25em}{0ex}}\text{with}{z}_{\mathrm{R}}={\displaystyle \frac{\mathit{\lambda}{f}_{d}^{\mathrm{2}}}{\mathit{\pi}{r}_{\text{b}}^{\mathrm{2}}}},\end{array}$$where z_{R} is the Rayleigh length, λ the laser wavelength and r_{b} the beam radius at the output lens;

pulsed lidar (Meyer Forsting et al., 2017),
$$\begin{array}{}\text{(6)}& \begin{array}{rl}& \mathit{\phi}\left(s\right)={\displaystyle \frac{\mathrm{1}}{\mathrm{2}\mathrm{\Delta}p}}\left\{\mathrm{Erf}\left[{\displaystyle \frac{s+\mathrm{\Delta}p/\mathrm{2}}{{r}_{p}}}\right]\mathrm{Erf}\left[{\displaystyle \frac{s\mathrm{\Delta}p/\mathrm{2}}{{r}_{p}}}\right]\right\}\\ & \text{with the error function}\mathrm{Erf}\left(x\right)={\displaystyle \frac{\mathrm{2}}{\sqrt{\mathit{\pi}}}}\underset{\mathrm{0}}{\overset{x}{\int}}\mathrm{exp}({t}^{\mathrm{2}})\mathrm{d}t\\ & \text{and}\phantom{\rule{0.25em}{0ex}}\phantom{\rule{0.25em}{0ex}}\phantom{\rule{0.25em}{0ex}}{r}_{p}={\displaystyle \frac{\mathrm{\Delta}l}{\mathrm{2}\sqrt{\mathrm{ln}\left(\mathrm{2}\right)}}},\end{array}\end{array}$$where Δp is the rangegate length and Δl the Gaussian lidar pulse full width at half maximum (FWHM).
Variances calculated from the centroidderived radial velocities are attenuated by the lidar probe volume, which acts like a lowpass filter to the wind velocity fluctuations. Therefore, we refer to them as the “filtered” radial velocity variances. If we assume that the lidar probe volume can be negligible and that u,v and w are constant over the scanned area, the radial velocity can be expressed as
The unfiltered radial velocity variance can be derived by taking the variance of Eq. (7), as shown in Eberhard et al. (1989):
3.1 Estimation of the unfiltered radial velocity variance
In practice, the unfiltered radial velocity variance ${\mathit{\sigma}}_{{v}_{\mathrm{r}},\text{unf}}^{\mathrm{2}}$ in Eq. (8) can be estimated from the Doppler radial velocity spectrum. When the nacelle lidar measures at a small opening angle over a relatively homogeneous inflow and the wind shear is not very strong, the effect of radial velocity gradient within the lidar probe volume can be negligible (see Mann et al., 2010, for a detailed discussion). In this case, one can estimate ${\mathit{\sigma}}_{{v}_{\mathrm{r}},\text{unf}}^{\mathrm{2}}$ as the second central statistical moment of the ensembleaveraged Doppler spectrum of the radial velocity within typically a 10 or 30 min period. Each Doppler spectrum is areanormalized before computing the ensembleaveraged Doppler spectrum p(v_{r}). The mean radial velocity can be estimated as
and its variance can be estimated as
Assuming that all contributions of the radial velocity to the Doppler spectrum are because of turbulence, ${\mathit{\sigma}}_{{v}_{\mathrm{r}}}^{\mathrm{2}}$ in Eq. (10) provides an estimate of ${\mathit{\sigma}}_{{v}_{\mathrm{r}},\text{unf}}^{\mathrm{2}}$. This assumption is reasonable when beams are close to horizontal.
3.2 Estimation of the Reynolds stresses
The Reynolds stress tensor $\mathit{R}\equiv \mathit{R}(\mathit{x}=\mathbf{0})$ contains the variances and covariances of the velocity components:
To compute R, we use the radial velocity variances from all beams over the lidar scanning trajectory. Assuming spatial homogeneity, we apply a leastsquares fit to the radial velocity variances ${\mathit{\sigma}}_{{v}_{\mathrm{r}}}^{\mathrm{2}}$. This can be done since the variance in any direction n can be written as n⋅Rn or n_{i}R_{ij}n_{j} using the index notation and assuming summation over repeated indices. We then sum the squared differences between the measured radial variances ${\mathit{\sigma}}_{{v}_{\mathrm{r}}}^{\mathrm{2}}$ and n⋅Rn for any given Reynolds stress tensor R. In order to avoid too many indices, we express this sum as integral ∫dμ such that the sum we are going to minimize can be written as
The matrix R_{ij} that minimizes the integral must fulfill
This can be written as
where (k,l) and (i,j) are each of the indices combinations $(\mathrm{1},\mathrm{1}),(\mathrm{1},\mathrm{2}),(\mathrm{1},\mathrm{3}),(\mathrm{2},\mathrm{2}),(\mathrm{2},\mathrm{3}),(\mathrm{3},\mathrm{3})$, ${n}_{\mathrm{1}}=\mathrm{cos}\mathit{\varphi}$, n_{2}=cos θsin ϕ and n_{3}=sin θsin ϕ (as given in Eq. 3), i.e., Fu et al. (2022a):
To solve the six Reynolds stresses from Eq. (15), two requirements of the nacelle lidar scanning pattern need to be fulfilled (see Sathe et al., 2015, for a detailed discussion):

the lidar has at least six beams or measures at six different locations within one full scan;

the lidar beams have at least two different opening angles.
If a lidar has less than six beams, or the opening angles of all beams are identical and some of the six equations are linearly dependent, we have fewer knowns than unknowns in Eq. (15), which leads to infinite solutions. In those cases, only the alongwind variance ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ can be estimated well (Peña et al., 2019). To solve ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ from Eq. (15), assumptions of some Reynolds stresses terms are needed to reduce the number of unknowns. Here, we use three different assumptions, as introduced in Fu et al. (2022a).

All Reynolds stresses apart from ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ are zero (denoted as the “LSP${\mathit{\sigma}}_{u}^{\mathrm{2}}$” method). For lidars with only one halfcone opening angle, this means ${\mathit{\sigma}}_{u}^{\mathrm{2}}=\sum {\mathit{\sigma}}_{{v}_{\mathrm{r}}}^{\mathrm{2}}/\sum {\mathrm{cos}}^{\mathrm{2}}\mathit{\varphi}$.

Turbulence is isotropic, i.e., ${\mathit{\sigma}}_{u}^{\mathrm{2}}={\mathit{\sigma}}_{v}^{\mathrm{2}}={\mathit{\sigma}}_{w}^{\mathrm{2}}$, and other terms are negligible (denoted as the “LSPisotropy” method). This method is the same for lidars with only one halfcone opening angle as taking the mean of all radial velocity variances.

The relations between velocity components' standard deviation σ_{v}=0.7σ_{u} and σ_{w}=0.5σ_{u}, as recommended in IEC (2019), and all covariances are negligible (denoted as the “LSPIEC” method).
3.3 Numerical simulations
We simulate lidar measurements on the nacelle of a wind turbine with a rotor diameter (D) of 52 m using 100 randomly generated turbulence boxes. The boxes contain the fluctuations of the three wind components. The turbulence boxes are described by the Mann model with typical values of the model parameters $\mathit{\alpha}{\mathit{\epsilon}}^{\mathrm{2}/\mathrm{3}}$ = 0.05 ${\mathrm{m}}^{\mathrm{4}/\mathrm{3}}\phantom{\rule{0.125em}{0ex}}{\mathrm{s}}^{\mathrm{1}}$, L = 61 m and Γ=3.2. The selected three parameters are adopted from Mann (1994) and characterize a neutral atmospheric stratification on a typical offshore site. The dissipation rate $\mathit{\alpha}{\mathit{\epsilon}}^{\mathrm{2}/\mathrm{3}}$ is a scaling factor on the turbulence intensity. The number of grid points in the three directions are $({N}_{x},{N}_{y},{N}_{z})=(\mathrm{8192},\mathrm{64},\mathrm{64})$. The lengths of the turbulence boxes in the vertical and lateral directions are both 128 m. The boxes have lengths of 30 min in the alongwind direction assuming a mean wind U = 10 m s^{−1}. We add a linear shear $\mathrm{d}U/\mathrm{d}z$ = 0.0288 s^{−1} on top of the alongwind velocity component u in each box:
where z_{rotor} is the turbine hub height in the turbulence box, i.e., the middle grid point in the z coordinate.
We simulate eight lidars with different scanning patterns, as shown in Fig. 2. Statistics of the sonic anemometer are taken at the location of the turbine rotor center (which is also the center of the turbulence boxes) as the reference for evaluating the lidarderived turbulence characteristics. The SpinnerLidar scans in a rosettecurve pattern and has halfcone opening angles in the range 0–30^{∘}. It generates 400 radial velocities in one full scan. The SpinnerLidar is simulated with a focus distance of 52 m (1D) in front of the rotor, while other lidars are simulated with the focus distance of 98 m due to their smaller opening angles (ϕ = 15^{∘}) to cover the whole rotor plane. We also simulate all considered lidars with multiple measurement planes at f_{d} = 49, 72, 98, 121 and 142 m, which are arbitrarily selected. As examples, Fig. 3 shows the scanning trajectories of the 4beam and 50beam lidars measuring at the five planes. We then use the radial velocity variances at all measurement levels to compute the turbulence statistics. Furthermore, to study the dependence of the turbulence estimations on the opening angle and the focus distance, we simulate the sixbeam configuration, proposed by Sathe et al. (2015), with extra setups: a fixed focus distance of 52 m and increasing opening angles (see Fig. 4a), as well as a fixed opening angle of 15^{∘} and increasing focus distances (see Fig. 4b).
We consider the lidar probe volume when we investigate the dependence of the Reynolds stress estimations on ϕ and f_{d}. The Doppler radial velocity spectrum S(v_{r},t) is simulated as (Held and Mann, 2018)
where δ represents the Dirac delta function, the integral is truncated with the distance M along the beam, and φ(s) can be described by Eqs. (5) or (6) depending on the type of the lidar system. The resolution of the Doppler radial velocity spectrum is 0.1 m s^{−1} per velocity bin, which is hereafter always used. Parameters used for modeling the probe volume are summarized in Table 1 (Meyer Forsting et al., 2017). We select M as shown in Table 1 so that 95 % of the area under both weighting functions is covered. Figure 5 compares the modeled lidar probe volume for CW and pulsed lidars at focus distances f_{d} = 52, 98 and 120 m. The size of the probe volume for CW lidars increases with the square of the focus distance (see Eq. 5), while it remains the same for pulsed lidars.
The time lag between each measurement within a full scan is not considered, but it is assumed that measurements are taken at the same time. In the numerical simulations neglecting lidar probe volume (see results in Sects. 4.1 and 4.2), the time resolution of the wind field is used as the lidar scan rate; i.e., lidars complete one full scan in $\mathrm{d}t=\mathrm{d}x/U$ = 0.22 s. In the simulations considering lidar probe volume (see results in Sect. 4.3), the lidars are assumed to finish a full scan in 2 s.
3.4 Field measurements
During the period from 1 October 2020 to 30 April 2021, a SpinnerLidar was deployed on the nacelle of a Vestas V52 wind turbine at the DTU Risø campus in Roskilde, Denmark, measuring the flow in front of the turbine. The V52 wind turbine has a rotor diameter of 52 m and a hub height of 44 m. Between the scan head of the SpinnerLidar and the turbine rotation axis, there is a vertical displacement of 2.47 m. A test site layout is shown on a digital surface elevation model in Fig. 6. The terrain is slightly hilly and its surface is characterized by a mix of cropland, grassland and coast. The dominant wind directions during this period at this site are west and southwest. The V52 wind turbine (marked with a red circle) stands at the northernmost position of a row of wind turbines (marked in black circles). There is also a meteorological mast (marked as a red square) mounted at 120 m (≈ 2.3D) upstream from the V52 wind turbine at 291^{∘} from the north. One of the Metek USA1 3D sonic anemometers is located at 44 m on the mast, and its turbulence statistics is used as references to be compared with the estimations from the nacellebased lidars. A cup anemometer is located at the same height as the sonic anemometer on the mast. There is also a wind vane at 41 m and a Thies precipitation opto sensor at 2 m on the mast.
The SpinnerLidar (Peña et al., 2019) is based on a CW system, and it was set up to scan the inflow at a focus distance of 62 m (≈ 1.2D; see Fig. 7). The Rayleigh length z_{R} of the SpinnerLidar at this focused distance is 2.44 m. It reported 400 radial velocities at a rate of 200 Hz, so it took 2 s to finish one full scan. The system also stored the instantaneous Doppler spectrum of the radial velocity, which allows us to estimate the unfiltered radial velocity variance.
The measurements used for the analysis are from the wind sectors, which are relatively aligned with the mastturbine direction (i.e., the 10 min averaged wind direction measured by the vane is within 291^{∘} ± 30^{∘}). The yaw misalignment of the V52 turbine is below 5^{∘}, thereby minimizing the influence of nearby wind turbine wakes. We use a 10 min period, when the lidar and the V52 wind turbine are concurrently operating, and the averaged wind speed from the cup anemometer at 44 m is higher than 3 m s^{−1}. No precipitation was detected during the analyzed 10 min periods. After filtering, 2348 10 min periods are used for the analysis.
The SpinnerLidar measurements are postprocessed to remove the signals reflected by the wind turbine blades, the telescope lens (the beam can hit the lens perpendicularly) or other hard targets. Such a procedure filters out some measurements close to the middle of the pattern. To compensate for the nacelle movement, we rotate the systemreported beam scanning coordinates using the 10 min averaged azimuthal and inclination angles of the SpinnerLidar, which are typically around 0.3 and 3^{∘}, respectively. Taking the motion of the turbine and the slack of the SpinnerLidar into consideration, we divide the y–z plane into grids of 1 m resolution to aggregate the corrected scan locations. In the given 10 min, all Doppler radial velocity spectra lying within each grid cell are accumulated, and only measurements within the grid cells, where there are more than 30 instantaneous Doppler spectra, are used for the reconstruction. At least 900 grid cells should satisfy the criterion in the 10 min periods for our analysis. The lightgray dots in Figs. 8 and 9 represent the grid cells (for this particular case we have 1127 grid cells) satisfying the criterion in one arbitrary 10 min period. Other details about the measurement campaign and how the SpinnerLidar measurements are selected, filtered and processed can be found in Fu et al. (2022a). The postprocessing of the measurements leaves us 1294 time periods for the final comparison.
To imitate lidars with different scanning strategies, we select SpinnerLidar measurements at certain grid cells to estimate the Reynolds stresses, as marked in red in Fig. 8. Due to the rotation of the systemreported lidar unit vectors, the corresponding halfcone opening angles of the grid cells are typically higher in the upper circle than those in the lower circle of the pattern; e.g., the ϕ of the top beam reaches 32^{∘} while the ϕ of the bottom beam is 27^{∘}. To mimic the simulation setup of the sixbeam lidar in Fig. 4a, we select six grid cells with different levels of opening angle (see Fig. 9), in which the central grid is always used. The mean halfcone opening angles of the five grid cells forming the circles are 12, 19 and 30^{∘}, respectively. We estimate the unfiltered radial velocity variance ${\mathit{\sigma}}_{{v}_{\mathrm{r}},\text{unf}}^{\mathrm{2}}$ using the Doppler radial velocity spectra collected in each selected grid cell. The Doppler spectra processing and usage are described in detail in Fu et al. (2022a).
In this section, we show comparisons of the Reynolds stresses computed from the considered lidars against those from the sonic anemometer at turbine hub height in bar plots. In the plots, markers correspond to the means of the estimations from 100 turbulence fields, and the error bars are ± 1 standard deviation indicating the uncertainty of the estimation. The Reynolds stresses estimated from the measurements are normalized by the square of the mean alongwind velocity estimated by the lidar U^{2} as we analyze a wide range of observed turbulence conditions. The mean wind velocity is computed by applying a leastsquares fit to the lidar radial velocities from all beams (Fu et al., 2022a). Results in Sects. 4.1 and 4.2 neglect the lidars' probe volumes to study the influence of the number of beams. Nevertheless, for the CW lidar system, the probe volume increases with the square of the focus distance. Also, for pulsed lidar systems, the probevolume effect cannot be easily compensated for since the Doppler spectra are usually not accessible. Therefore, the probe volumes are considered in Sect. 4.3 to show how different factors are altogether influencing the turbulence estimations.
4.1 Estimation of Reynolds stresses by multiplebeam lidars
We show in Fig. 10 the estimations of the six Reynolds stresses by the lidars, which have more than six beams and measure at a single plane, as well as those of the sonic anemometer. Results in Fig. 10a are from simulations that assume the lidars measure at the focus point only; i.e., no probevolume averaging is accounted for. Results from both the simulations and the measurements show that the SpinnerLidar gives the best estimation for all six components. The results for the 6beam and 51beam lidars are very similar, with larger errors and higher uncertainties than those of the SpinnerLidar. The 50beam lidar can estimate the covariances accurately, while it shows large errors and uncertainties for $\langle {v}^{\prime}{v}^{\prime}\rangle $ and $\langle {w}^{\prime}{w}^{\prime}\rangle $; these are so noisy that some of them are out of the limit of the figure's axis. This is because the leastsquares problem as formulated in Eq. (14) can lead to infinite solutions if we have only one opening angle ϕ. By comparing the results from the 50 and 51beam lidar, we can see that the addition of a central beam is very beneficial for the computation of the variances of the velocity components, because the central beam provides an additional opening angle to the 50beam lidar making the matrix on the left side of Eq. (15) not singular. In principle, adding an extra beam in any different opening angle than the others in the 50beam scanning pattern will improve the estimations. The central beam is the best option for improving the estimation of the $\langle {u}^{\prime}{u}^{\prime}\rangle $ since the beam aligns with the alongwind velocity component and can fully capture its variation when the probe volume is neglected.
Results in Fig. 10a indicate that nacelle lidars are able to characterize inflow turbulence as accurately as the sonic anemometer with reasonable uncertainties, when the lidar has at least six beams and two different opening angles. We see the similar trends from the measurements shown in Fig. 10b. The unfiltered Reynolds stresses estimated from all lidar measurements are generally close to those from the sonic anemometer but biased. What is unexpected and rare are the negative values of $\langle {v}^{\prime}{v}^{\prime}\rangle $ and $\langle {w}^{\prime}{w}^{\prime}\rangle $ observed in some periods of the measurements, as shown and discussed in Fu et al. (2022a).
Figure 11 shows four of the Reynolds stresses retrieved from the four and fivebeam lidars. $\langle {u}^{\prime}{v}^{\prime}\rangle $ and $\langle {v}^{\prime}{w}^{\prime}\rangle $ are neglected in Eq. (15). In all cases, the determinants of the matrix in Eq. (15) are close to zero, which indicate that the four and fivebeam configurations cannot estimate these four Reynolds stresses accurately using the leastsquares procedure. Results from multipleplane cases show that measuring at several planes with the same beam orientations does not aid much in the Reynolds stress reconstruction, as the determinant of the matrix in Eq. (15) does not change. For the fivebeam lidar, adding measurement planes only slightly reduces the uncertainty of the $\langle {u}^{\prime}{u}^{\prime}\rangle $ and $\langle {u}^{\prime}{w}^{\prime}\rangle $ components. This lack of sensitivity is partly due to Taylor's frozen hypothesis, as we do not account for evolution in the turbulence fields. We observe the same trend by comparing the estimation of these stresses from a 50beam lidar measuring at a single plane and multiple planes (not shown here).
4.2 Estimation of the alongwind variance by all considered lidars
In case the nacelle lidar has fewer than six beams, not all six Reynolds stresses can be solved from Eq. (15). We focus our estimations on the alongwind variance and retrieve ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ from all considered lidars using the LSP${\mathit{\sigma}}_{u}^{\mathrm{2}}$, LSPisotropy and LSPIEC methods, respectively, as introduced in Sect. 3.2. Results are shown in Fig. 12. All lidars are simulated to measure at a single plane (same as in Fig. 2) without accounting for the probe volume. Results from measurements are computed using the unfiltered radial velocity variances.
Both simulation and measurement results show, as a general trend, that lidarderived ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ values are overestimated using the LSP${\mathit{\sigma}}_{u}^{\mathrm{2}}$ method when compared to those from the sonic anemometer, while they are underestimated using the LSPisotropy method. The LSPIEC method gives the most accurate estimates among the three methods, as it assumes relations between the variances of the velocity components that might be close to those we can find within the atmospheric surface layer. The staring lidar performs like a sonic anemometer in our simulations as the beam is perfectly aligned with the alongwind component and the effect of lidar probe volume is not considered. Overall, all considered lidars are able to estimate ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ very well, despite of their different number of beams.
Table 2 summarizes the relative errors of the means of lidarderived estimates compared to the one from the sonic anemometer. A negative value indicates that the alongwind variance is underestimated and vice versa. The results in the first row of the table are computed solving the full matrix of Eq. (15) (same as $\langle {u}^{\prime}{u}^{\prime}\rangle $ showed in Fig. 10, here denoted as the “LSP6Re” method), from which we get perfect estimations of ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ using the 6 and the 51beam lidars, as well as the SpinnerLidar without the effect of the probe volume in the simulations. Furthermore, for lidars that have at least six beams and two different opening angles, the method LSP6Re is the best option to compute ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ among others, because it does not assume any relations between the six Reynolds stresses. For lidars with fewer than six beams or only one opening angle, the LSP6Re method does not work well and the LSPIEC method gives the best estimation of ${\mathit{\sigma}}_{u}^{\mathrm{2}}$. These results are aligned with one of the main findings in Fu et al. (2022a). In this work, the LSPIEC method gives even smaller errors because we are able to compensate for the probevolume effect and use the unfiltered radial velocity variances. In addition, comparing the relative errors between the 4 and 5beam lidars, as well as those between the 50 and 51beam lidars, we find again that the addition of a central beam can sometimes improve the estimation of the alongwind variance.
4.3 Dependence of Reynolds stress estimations on the opening angle, focus distances and the type of lidar
The results shown in this section include the averaging effect of the lidar probe volume. In Fig. 13, we analyze how the accuracy and the uncertainty of the Reynolds stress estimations change when increasing the halfcone opening angle ϕ for the sixbeam lidar. The simulation setup has been shown in Fig. 4a. We compare these estimations with those from the sonic anemometer and the SpinnerLidar. The lidar probe volumes are modeled as in a CW system. Simulation and measurement results show that both the error and the uncertainty decrease as the opening angle increases. Specifically, the sixbeam lidar with ϕ = 45^{∘} in the simulations provides lower uncertainty than the SpinnerLidar despite having much fewer beams, as the SpinnerLidar's maximum opening angle is ϕ = 30^{∘}. We observe the same trend when simulating the probe volume with a sixbeam pulsed system (not shown here). Possible reasons for the positive bias of the v and w variances seen from the simulation results are discussed in Sect. 5.
We study the dependence of the Reynolds stress estimations on the increasing focus distance f_{d} for the sixbeam lidar based on numerical simulations. The setup has been shown in Fig. 4b. We assume the lidar systems to be continuouswave and pulsed, as shown in Fig. 14a and b, respectively. All Reynolds stresses are computed using the centroidderived radial velocity variances. Therefore, the estimated variances are attenuated by the probe volume and in general smaller than those from the sonic anemometer. For both types of lidar, we see that increasing the focus distance has negative effects on the estimation of all Reynolds stresses. The uncertainty increases due to the random error on the variances of the radial velocity; they are less correlated when the lidar scans over a larger area. In the case of the CW system, the bias for the estimations increases with f_{d} due to its growing probe volume, while the bias is almost constant for the pulsed system, as expected. For the closest focus distance f_{d} = 52 m, the bias of the estimations from the pulsed system is evidently larger than those from the CW system, where the later system gives accurate estimations of all Reynolds stresses. We perform the same analysis with the 51beam lidar and observe the same trends (not shown here).
Results shown in Fig. 13 are from simulations that consider the CW lidar probe volume to mimic the lidar's behavior in the reality. Then, the Doppler radial velocity spectra are used to compute the unfiltered velocity variances for both simulations and measurements. Compared to the estimations from the sonic anemometer, we observe positive biases of the lidarretrieved v and w variances. The biases decrease with increasing the halfcone opening angle ϕ. The reason is that although the large matrix on the left side of Eq. (15) is not degenerate (i.e., its determinant is not zero) for a sixbeam lidar, the coefficients for R_{vv} and R_{ww} are very small (in the order of 10^{−3}) for ϕ = 15^{∘}; the equation system is only balanced by overestimating both terms R_{vv} and R_{ww}. The coefficients are proportional to the value of the opening angle ϕ, so they increase to 10^{−2} in the case of ϕ = 30^{∘} and to 10^{−1} in the case of ϕ = 45^{∘}, which explains why the biases are reduced with larger opening angles. The positive biases for R_{vv} and R_{ww} are slightly more evident in the simulations with probe volume compared to the case in which the probe volume is neglected (see Fig. 10a), because the simulated radial velocity variances are different in the two scenarios.
As shown in Fig. 13, increasing the lidar opening angle improves the accuracy and uncertainty of R_{vv} and R_{ww} estimations. The uncertainty of ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ is not much influenced if the lidar has a central beam that always aligns with the mean wind, e.g., the 6beam lidars, 51beam lidars and the SpinnerLidar. For nacelle lidars without a central beam, enlarging the opening angle brings higher uncertainty to ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ estimation, which is a key parameter for assessing wind turbine loads (IEC, 2019). Therefore, the optimum opening angle for turbulence estimations depends on which Reynolds stress is of interest. In addition, for control applications, the large opening angle is beneficial for measuring wind directions but sacrifices the accuracy of rotoreffective wind speed and wind shear estimations (Simley et al., 2018). The optimum opening angle is also very much relevant to the turbine's size.
In this work, we characterize turbulence in front of a small wind turbine at 1D and 1.2D in the simulations and the field experiment, respectively. Taylor's frozen turbulence hypothesis (and homogeneity) is assumed throughout our numerical simulations, because the wind evolution is not very relevant to turbulence statistics but more to the rotoreffective wind speed estimations (Chen et al., 2021). Mann et al. (2018) showed that turbulence is slightly affected by the stagnation in front of the wind turbine rotor as it goes through the induction zone. The change of the lowfrequency wind variation is related to the thrust coefficient of the wind turbine, but the main turbulence statistics do not change. In addition, the yaw misalignment of the wind turbine is not considered in this work. A small yaw misalignment (below 20^{∘}) does not affect much ${\mathit{\sigma}}_{u}^{\mathrm{2}}$ estimations but increases the uncertainty of R_{vv} and R_{ww} estimations. For modern wind turbines with very large rotor disks, the singlepoint turbulence statistics do not represent well the inflow turbulence affecting the wind turbine. The leastsquares procedure cannot be used to characterize the inhomogeneous inflow. New methodologies, e.g., constrained simulations (Dimitrov and Natarajan, 2017; Conti et al., 2021), are needed to reconstruct the inhomogeneous wind field.
We show from both simulations and measurements that all six Reynolds stress components can be estimated accurately when using a nacelle multibeam lidar. Although the spectral turbulence model used here (the Mann model), which is the basis of our simulated turbulence fields, assumes two of these components to be zero, namely $\langle {u}^{\prime}{v}^{\prime}\rangle $ and $\langle {v}^{\prime}{w}^{\prime}\rangle $, the methods and techniques introduced in this work enable us to estimate all components accurately. This is advantageous for the study of atmospheric flow over complex terrain and, particularly, in offshore conditions, where turbulence measurements are scarce and expensive and where we rely very much on models to assess the site conditions that impact wind turbines. These models often assume relations between the turbulence components and/or use parametrizations of stresses/fluxes that are invalid due to the nature of the flow phenomena and the interaction between the waves and the wind field. For example, surface stresses over longlasting waves can be highly misaligned with the vertical gradient of the horizontal wind; most parametrizations of the air–sea interaction assume such an alignment to estimate momentum fluxes within the marine boundary layer. Offshore nacelle lidars can therefore help us understand phenomena that are otherwise difficult to assess with traditional anemometry used for offshore wind power development.
This study investigated the dependence of the Reynolds stress estimations on different number of beams, halfcone opening angles, focus distances, single or multiple measurement planes, and different types of the Doppler wind nacelle lidars using both numerical simulations and measurements. The considered lidar scanning patterns included the staring lidar (single beam); the 2, 4, 5, 6, 50, and 51beam lidars; and the SpinnerLidar, which reports 400 radial velocities with one scan. We assumed a homogeneous inflow turbulence (both for the simulations and measurements) and Taylor's frozen turbulence (for the simulations). The lidarretrieved turbulence estimations were compared with those from a sonic anemometer at turbine hub height. Analysis of both numerical simulations and measurements showed that to estimate all the six Reynolds stresses accurately, a nacelle lidar system with at least six beams is required. Also, one of the beams of this system should have a different opening angle. Adding one central beam improves the estimations of the velocity components' variances. Measuring at multiple planes with the same beam orientations only reduces the uncertainty but not the bias in the reconstruction, if Taylor's frozen turbulence hypothesis is applied. All considered lidars can estimate the alongwind variance accurately by using the leastsquares procedure and the assumption that the relations of the velocity components' variances are as suggested in the IEC standard. Also, the Doppler radial velocity spectra are needed for the accurate estimations. For both CW and pulsed lidars, increasing the opening angle reduces both the error and uncertainty of the estimations, while increasing the focus distance has opposite effects. In short, from all tested scanning strategies, a sixbeam CW lidar measuring at a close distance with a large opening angle gives the best estimations of all Reynolds stresses. The optimum value of the opening angle depends on the Reynolds stress term of interest and also the wind turbines' size. Further studies or experiments are needed to study the best opening angle of the sixbeam lidar for different applications.
In this work, the singlepoint turbulence statistics are estimated using the leastsquares procedure, which assumes homogeneity over the lidar scanning area. Wind turbines nowadays are often operating inside a wind farm or have large spans over the swept area. The assumption of homogeneous turbulence can be violated under those conditions. Therefore, further studies on the optimized lidar scanning strategy for turbulence estimation should consider the inhomogeneity of the inflow. Additionally, the proposed nacelle lidar scanning strategies can be used to study the wind evolution, study the spatial correlations of turbulence and estimate multipoint statistics, which better characterize the inflow that interacts with the turbine than the hub height ones. The wind field reconstruction of the inhomogeneous wind fields can benefit from constrained simulations, which incorporate lidar measurements into threedimensional turbulence wind fields. Future works could also consider the nonGaussianity of turbulence (Liu et al., 2010; Schottler et al., 2017) and the scaledependent anisotropy of wind fluctuations (Syed et al., 2023).
Measurements from the SpinnerLidar are not publicly available due to a nondisclosure agreement between the authors and the provider of the data. Simulated nacelle lidar measurements are available upon requests.
All authors participated in the conceptualization and design of the work. WF and AS performed numerical simulations of nacelle lidars without probe volume. AS extended the simulations with lidar probe volume. WF conducted the analysis of field measurements and drafted the manuscript. AP and JM supported the whole analysis. All authors reviewed and edited the manuscript.
At least one of the (co)authors is a member of the editorial board of Wind Energy Science. The peerreview process was guided by an independent editor, and the authors also have no other competing interests to declare.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
The campaign was conducted as a part of the LIdarassisted COntrol for REliability IMprovement (LICOREIM) project at DTU Wind Energy.
This research has been supported by the European Union's Horizon 2020 research and innovation program under the Marie SkłodowskaCurie grant agreement (LIKE – Lidar Knowledge Europe, H2020MSCAITN2019 (grant no. 858358)).
This paper was edited by Sukanta Basu and reviewed by two anonymous referees.
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