Preprints
https://doi.org/10.5194/wes-2026-211
https://doi.org/10.5194/wes-2026-211
12 Nov 2026
 | 12 Nov 2026
Status: this preprint is currently under review for the journal WES.

A rigidly-convected, lifting-line vortex model in the optimal control of airborne wind energy systems

Rachel Leuthold, Jochem De Schutter, Curran Crawford, Sébastien Gros, and Moritz Diehl

Abstract. Solving optimal control problems (OCPs) to estimate the performance of airborne wind energy (AWE) systems can raise the question: "How should one include a vortex-filament model into an OCP on an irregular flight path, specifically where there are also a substantial number of inequality constraints?" Since a rigidly-convected, lifting-line vortex (RLL) model might balance computational expense against sensitivity to geometric assumptions, we construct a solvable problem by judiciously lifting certain algebraic variables into an AWE OCP’s decision variables. This RLL model makes predictions that are consistent considering modeling assumptions with independently-published Large Eddy Simulations, during rotationally-steady as well as dynamic situations. Further, demonstrating the importance of including wake-modeling in airborne wind energy applications, solving an AWE OCP including this RLL model finds a substantial difference in power compared to solving an AWE OCP assuming negligible induced velocity; this paper’s demonstration problem, with a two-kite (Ampyx-AP2) system and a single- winding trajectory, predicts a 20 %–30 % loss in harvestable power (depending on initialization and objective). Unfortunately, solving such an RLL AWE OCP is also quite expensive: in the problem instances and solver configurations tested within this work, the required computational memory scales with the total number of vortex elements instantiated in the entire problem, while the processor time scales with more than that number squared. In conclusion, it is possible to include a RLL model into a solvable AWE OCP with an irregular trajectory and many inequality constraints, though the solution is quite expensive and is heavily influenced by the homotopy strategy used for initialization.

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Rachel Leuthold, Jochem De Schutter, Curran Crawford, Sébastien Gros, and Moritz Diehl

Status: open (until 10 Dec 2026)

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Rachel Leuthold, Jochem De Schutter, Curran Crawford, Sébastien Gros, and Moritz Diehl
Rachel Leuthold, Jochem De Schutter, Curran Crawford, Sébastien Gros, and Moritz Diehl

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Short summary
One technique that can be used to predict how an airborne wind energy (AWE) system will perform is optimal control (OC). But, the predictions made with this approach are only as good as the models used. Since the existence of a wake (momentum conservation in the flow) generally has a large impact on the performance of wind energy systems, we include a wake model expected to compromise between expense and fidelity (vortex filament) into an AWE OC-problem and predict 20–30 % less available power.
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